Financial reports
10-Q
2024 Q3
Quarterly report
13 May 24
10-Q
2024 Q2
Quarterly report
12 Feb 24
10-Q
2024 Q1
Quarterly report
14 Nov 23
10-K
2023 Q3
Annual report
27 Sep 23
10-Q
2023 Q3
Quarterly report
9 May 23
10-Q
2023 Q2
Quarterly report
13 Feb 23
10-Q
2023 Q1
Quarterly report
14 Nov 22
10-K
2022 FY
Annual report
6 Sep 22
10-Q
2022 Q3
Quarterly report
9 May 22
10-Q
2022 Q2
Quarterly report
8 Feb 22
Current reports
8-K
Other Events
22 Apr 24
8-K
Unregistered Sales of Equity Securities
1 Apr 24
8-K
Other Events
20 Mar 24
8-K
Entry into a Material Definitive Agreement
2 Feb 24
8-K
Amendments to Articles of Incorporation or Bylaws
24 Jan 24
8-K
Submission of Matters to a Vote of Security Holders
18 Dec 23
8-K
Other Events
23 Oct 23
8-K
Changes in Registrant's Certifying Accountant
29 Sep 23
8-K
Other Events
25 Jul 23
8-K
Other Events
20 Jun 23
Registration and prospectus
424B3
Prospectus supplement
17 May 24
SC TO-I/A
Issuer tender offer statement (amended)
14 May 24
424B3
Prospectus supplement
10 May 24
SC TO-I
Issuer tender offer statement
28 Mar 24
SC TO-I/A
Issuer tender offer statement (amended)
26 Feb 24
D
Exempt offering of security
2 Feb 24
SC TO-I
Issuer tender offer statement
28 Dec 23
SC TO-I/A
Issuer tender offer statement (amended)
9 Nov 23
SC TO-I
Issuer tender offer statement
28 Sep 23
SC TO-I/A
Issuer tender offer statement (amended)
31 Jul 23
Proxies
DEFA14A
Additional proxy soliciting materials
2 Oct 23
DEF 14A
Definitive proxy
2 Oct 23
DEFA14A
Additional proxy soliciting materials
27 Sep 22
DEF 14A
Definitive proxy
27 Sep 22
DEFA14A
Additional proxy soliciting materials
14 Sep 21
DEF 14A
Definitive proxy
14 Sep 21
DEFA14A
Additional proxy soliciting materials
10 Mar 21
DEF 14A
Definitive proxy
2 Mar 21
DEFA14A
Additional proxy soliciting materials
2 Mar 21
PRE 14A
Preliminary proxy
19 Feb 21
Other
EFFECT
Notice of effectiveness
13 May 24
EFFECT
Notice of effectiveness
29 Apr 24
CORRESP
Correspondence with SEC
22 Feb 23
EFFECT
Notice of effectiveness
29 Mar 21
CORRESP
Correspondence with SEC
1 Mar 21
EFFECT
Notice of effectiveness
28 Aug 20
CORRESP
Correspondence with SEC
25 Aug 20
EFFECT
Notice of effectiveness
25 Jun 20
CORRESP
Correspondence with SEC
23 Jun 20
EFFECT
Notice of effectiveness
27 Sep 19
Ownership
SC 13D/A
Prospect Floating Rate & Alternative Income Fund / Prospect Floating Rate & Alternative Income Fund ownership change
26 Apr 24
4
John F Barry
26 Apr 24
3
Initial statement of insider ownership
26 Feb 24
4
John F Barry
26 Feb 24
3
John F Barry
26 Feb 24
SC 13D
Prospect Floating Rate & Alternative Income Fund / Prospect Floating Rate & Alternative Income Fund ownership change
26 Feb 24
3
Dask Kristin Lea Van
11 Apr 19
3
M Grier Eliasek
11 Apr 19
3
William Gremp
11 Apr 19
3
Andrew C. Cooper
11 Apr 19