Latest filings (excl ownership)
15-12B
Securities registration termination
13 Oct 20
EFFECT
Notice of effectiveness
9 Oct 20
POS AM
Prospectus update (post-effective amendment)
5 Oct 20
S-8 POS
Registration of securities for employees (post-effective amendment)
5 Oct 20
S-8 POS
Registration of securities for employees (post-effective amendment)
5 Oct 20
S-8 POS
Registration of securities for employees (post-effective amendment)
5 Oct 20
S-8 POS
Registration of securities for employees (post-effective amendment)
5 Oct 20
8-K
Departure of Directors or Certain Officers
5 Oct 20
SC 13E3/A
Going private transaction (amended)
29 Sep 20
8-K
Asta Funding, Inc. Completes Take-Private Transaction
29 Sep 20
25-NSE
Exchange delisting
29 Sep 20
8-K
Asta Funding, Inc. Receives Stockholder Approval for Going-Private Transaction
25 Sep 20
DEFA14A
Additional proxy soliciting materials
18 Sep 20
8-K
Other Events
18 Sep 20
SC 13E3/A
Going private transaction (amended)
25 Aug 20
DEFM14A
Proxy related to merger
25 Aug 20
10-Q
2020 Q3
Quarterly report
14 Aug 20
SC 13E3/A
Going private transaction (amended)
14 Aug 20
PRER14A
Preliminary revised proxy
14 Aug 20
CORRESP
Correspondence with SEC
14 Aug 20
UPLOAD
Letter from SEC
28 Jul 20
SC 13E3/A
Going private transaction (amended)
24 Jul 20
PRER14A
Preliminary revised proxy
24 Jul 20
8-K
Asta Funding, Inc. Announces Amendment to Merger Agreement Providing for an Increase in Merger Consideration from $11.47 to $13.10
25 Jun 20
DEFA14A
Additional proxy soliciting materials
25 Jun 20
8-K
Asta Funding, Inc. Announces Nasdaq Notifications of Delinquency and Regained Compliance
1 Jun 20
10-Q
2020 Q2
Quarterly report
29 May 20
NT 10-Q
Notice of late quarterly filing
18 May 20
SC 13E3
Going private transaction
7 May 20
PREM14A
Preliminary proxy related to merger
7 May 20
8-K
Asta Funding, Inc. Announces Going Private Transaction
8 Apr 20
DEFA14A
Additional proxy soliciting materials
8 Apr 20
10-Q
2020 Q1
Quarterly report
21 Feb 20
NT 10-Q
Notice of late quarterly filing
18 Feb 20
10-K/A
2019 FY
Annual report (amended)
27 Jan 20
10-K
2019 FY
Annual report
20 Dec 19
8-K
Other Events
1 Nov 19
8-K
Departure of Directors or Certain Officers
16 Sep 19
8-K
Departure of Directors or Certain Officers
22 Aug 19
8-K
Submission of Matters to a Vote of Security Holders
15 Aug 19
Latest ownership filings
4
DAVID S SLACKMAN
15 Oct 20
SC 13D/A
STERN GARY
2 Oct 20
4
GARY STERN
1 Oct 20
4
RICKY STERN
1 Oct 20
4
Seth Berman
1 Oct 20
4
Louis A Piccolo
1 Oct 20
SC 13D/A
STERN GARY
27 Aug 20
SC 13D/A
STERN GARY
26 Jun 20
SC 13D/A
RBF Capital, LLC
26 Jun 20
SC 13D
RBF Capital, LLC
22 May 20
SC 13D
RBF Capital, LLC
21 Apr 20
SC 13D
STERN GARY
15 Apr 20
3
Steven Leidenfrost
31 Jan 20
SC 13G/A
Asta Funding Inc
2 Dec 19
SC 13D/A
Beneficial ownership report (amended)
22 Nov 19
SC 13D/A
Beneficial ownership report (amended)
22 Nov 19
SC 13D/A
Beneficial ownership report (amended)
1 Nov 19
4
Louis A Piccolo
29 Aug 19
4
Seth Berman
20 Aug 19
SC 13G
Asta Funding Inc
2 Jul 19
3
Michael R. Monteleone
10 Jan 19
3
Timothy H. Bishop
25 Jul 18
4
Seth Berman
15 Feb 18
SC 13G/A
Asta Funding Inc
9 Feb 18
4
Mark Levenfus
15 Jun 17
SC 13D/A
Asta Funding Inc
13 Mar 17
SC 13D/A
Beneficial ownership report (amended)
13 Mar 17
SC 13D/A
Beneficial ownership report (amended)
2 Mar 17
SC 13D/A
Beneficial ownership report (amended)
2 Mar 17
4
RICKY STERN
28 Feb 17
4
NATHANIEL H. AUGUST
24 Feb 17
SC 13D/A
Asta Funding Inc
24 Feb 17
SC 13G/A
Asta Funding Inc
9 Feb 17
SC 13G/A
Asta Funding Inc
17 Jan 17
SC 13D/A
Beneficial ownership report (amended)
13 Jan 17
SC 13D/A
Beneficial ownership report (amended)
13 Jan 17
SC 13D/A
Asta Funding Inc
10 Jan 17
SC 13D/A
Asta Funding Inc
23 Nov 16
SC 13G/A
Beneficial ownership report (amended)
21 Nov 16
3
Patrick F Preece
16 Nov 16