Docoh
Loading...

TMP Tompkins Financial

Employees

Data from SEC filings
Employee count
CEO pay ratio
CEO Salary
Median Employee Salary

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM


(a)On Tuesday, May 11, 2021, Tompkins Financial Corporation (the “Company”) held its 2021 Annual Meeting of Shareholders (the “Annual Meeting”). The meeting was conducted virtually and accessible at www.virtualshareholdermeeting.com/TMP2021 as set forth in the proxy materials related to the Annual Meeting as filed with the Securities and Exchange Commission on March 29, 2021. As of the close of business March 15, 2021, the record date for the Annual Meeting, 14,906,724 shares of the Company's common stock were issued and outstanding, of which 11,052,113 were represented at the Annual Meeting in person or by proxy, and represented a quorum for the transaction of business at the Annual Meeting.


(b)Shareholders voted on the following matters at the Annual Meeting:


(1)Shareholders elected thirteen (13) director nominees for terms expiring at the 2022 Annual Meeting of Shareholders;


(2)Shareholders approved, on a non-binding advisory basis, the compensation paid to the Company’s named executive officers (the “Say on Pay” vote); and


(3)Shareholders ratified the appointment of the independent registered public accounting firm, KPMG LLP, as the Company’s independent auditor for the fiscal year ending December 31, 2021.


Set forth below are the shareholder voting results with respect to each matter:



Proposal No. 1 – Election of Directors

The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2022 Annual Meeting of Shareholders.

DirectorNumber of
Shares Voted For
Shares
Withheld
Broker
Non-Votes
John E. Alexander8,208,194725,9512,117,968
Paul J. Battaglia8,815,403118,7422,117,968
Daniel J. Fessenden8,667,486266,6592,117,968
James W. Fulmer8,349,942584,2032,117,968
Patricia A. Johnson8,830,238103,9072,117,968
Frank C. Milewski8,911,27322,8722,117,968
Ita M. Rahilly8,916,76417,3812,117,968
Thomas R. Rochon8,737,454196,6912,117,968
Stephen S. Romaine8,852,64281,5032,117,968
Michael H. Spain8,844,65989,4862,117,968
Jennifer R. Tegan8,885,25248,8932,117,968
Alfred J. Weber8,881,18952,9562,117,968
Craig Yunker8,286,629647,5162,117,968




Proposal No. 2 – Advisory vote to approve the compensation paid to the Company’s Named Executive Officers.



The compensation paid to the Company’s Named Executive Officers was approved by the following vote:

Number of
Shares Voted For
Number of
Shares Voted Against
Number of
Shares Abstaining
Broker
Non-Votes
8,681,526146,315106,3042,117,968


Proposal No. 3 – Ratification of the Appointment of KPMG LLP as Independent Auditors of the Company for 2020

The Audit Committee’s appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021 was ratified by the following vote:

Number of
Shares Voted For
Number of
Shares Voted Against
Number of
Shares Abstaining
Broker
Non-Votes
10,940,29694,45917,3580