Company profile

Employees
Incorporated
Location
Fiscal year end
Industry
SEC CIK
IRS number
223330049
SEC advisor number
801-48401
FINRA CRD number
104581
AUM ?
$4B (as of 15 Jun 20)
Accounts
1,083 (as of 15 Jun 20)
Employees
44 (17 investment advisory or research)
Address
Palisade Capital Management
ONE BRIDGE PLAZA
SUITE 695
FORT LEE
NJ 07024
Office hours
Monday - Friday, 8:30 AM - 5:30 PM
Phone
2015857733
Owner Title From %Ownership
Feiler, Jack Vice Chairman 04/1995 10-25%
Berman, Steven, Edward Vice Chairman 04/1995 < 5%
Veru, Dennison, Theodore Chief Investment Officer, Managing Member, Co-chairman 08/2004 10-25%
Serkes, Jeffrey, David Senior Advisor and Board Member 06/2007 5-10%
Goldman, Bradley, Robert Managing Director, General Counsel, Chief Compliance Officer 01/2008 < 5%
Steven E. Berman Living Trust Class a Member 01/2010 5-10%
Berman, Steven, Edward Trustee 01/2010
Berman, Steven, Edward Trustee, the Steven E. Berman Living Trust 01/2010 > 75%
Berman, Alison, Anne President, Chief Executive Officer, Co-chairman 01/2018 5-10%
Berman, Mark, K Vice President 01/2018 5-10%
Tannuzzo, Beata Managing Director, Finance & Operations 03/2018 < 5%
Feiler, Michael, Ian Managing Director, Private Wealth Management, Board Member 04/2018 < 5%
the Berman Family PCM Trust Class a Member 01/2020 25-50%
Berman, Alison, Anne Trustee, the Berman Family PCM Trust 01/2020 > 75%
Berman, Alison, Anne Trustee 01/2020
Fund structure AUM Fund type
Palisade Capital Management LLC $4B
Axe-houghton Associate Investment Fund, LLC Class a $2.12M Hedge Fund
Axe-houghton Associate Investment Fund, LLC Class B $1.1M Hedge Fund
Axe-houghton Associate Investment Fund, LLC Class C $1.38M Hedge Fund
Palisade Concentrated Equity Partnership II, LP $4.44M Hedge Fund
Palisade Concentrated Equity Partnership, LP $5.23M Hedge Fund
Palisade Long Short Alpha Master Fund (Cayman) Limited $27.16M Hedge Fund Master
Palisade Long Short Alpha Fund (Domestic) LLC Feeder
Palisade Medical Equity I, LP $680.1K Hedge Fund
Palisade Private Partnership II, LP $9.15M Hedge Fund
Palisade Strategic Master Fund (Cayman) Limited $364.25M Hedge Fund Master
Palisade Strategic Fund (Cayman) Limited Feeder
Palisade Strategic Fund (Domestic) LLC Feeder

Investment data

Data from SEC filings
Regulatory AUM / Assets Under Management
Number of accounts
Number of employees
Top 50 of 238 long holdings
End of quarter 30 Sep 20
Value
 
#Shares
 
Prev Q
 
Change
%, QoQ
$57.76M 498.77K 132.68K +275.9
$51.4M 268.97K 260.37K +3.3
$50.34M 341.2K 327.93K +4.0
$44.71M 207.65K 212.98K -2.5
$44.32M 428.88K 370.05K +15.9
$39.23M 711.94K 683.07K +4.2
$38.9M 219.36K 200.27K +9.5
$38.39M 647.85K 709.09K -8.6
$36.02M 450.86K 459.54K -1.9
$34.91M 656.69K 603.42K +8.8
$34.21M 10.87K 10.28K +5.7
$33.31M 628.95K 602.42K +4.4
$32.13M 248.43K 240.82K +3.2
Avient Corporation
$30.15M 1.14M NEW
$29.87M 410.54K 408.74K +0.4
$28.91M 160.88K 170.29K -5.5
$28.6M 1.09M 954.25K +14.7
$28.35M 91.37K 89.74K +1.8
$28.33M 338.35K 325.12K +4.1
$27.95M 1.01M 977.56K +3.1
$27.2M 550.17K 474.71K +15.9
$26.83M 938.35K 912.06K +2.9
$26.7M 301.1K 308.69K -2.5
$26.65M 490.41K 469.2K +4.5
$26.32M 892.92K 856.56K +4.2
$25.96M 239.73K 237.52K +0.9
$25.69M 563.6K 385.94K +46.0
$25.57M 1.05M 920.06K +13.9
$25.5M 323.24K 311.01K +3.9
$24.93M 248.96K 239.18K +4.1
$24.88M 281.43K 272.48K +3.3
$24.86M 625.39K 607.36K +3.0
$24.57M 908.08K 869.74K +4.4
$24.5M 1.08M 1.04M +4.0
$24.39M 115.96K 114.53K +1.2
$23.85M 995.76K 958.67K +3.9
$23.14M 1.63M 1.57M +3.9
$22.41M 1.14M 969.27K +17.4
$22.01M 325.32K 508.3K -36.0
$21.97M 634.6K 548.68K +15.7
$21.93M 691.63K 666.37K +3.8
$21.41M 677.13K 656.47K +3.1
$21.17M 348.25K 334.17K +4.2
$21.11M 15.57K 15.88K -2.0
$20.88M 101.31K 100.57K +0.7
$20.71M 231.02K 222.42K +3.9
$20.55M 396.49K 381.57K +3.9
$20.47M 759.06K 685.45K +10.7
$20.2M 346.26K 355.45K -2.6
$20.16M 564.72K 317.9K +77.6
Holdings list only includes long positions. Only includes long positions.

Calendar

24 Jan 21
31 Dec 21

News

Financial reports

No filings

Current reports

No filings

Proxies

No filings