City National Rochdale is a fund manager in New York with $58.03 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Rochdale Investment Management Inc, Rochdale Investment Management LLC
SEC CIK
IRS number
134194048
SEC advisor number
801-27265
FINRA CRD number
117198
AUM ?
$58.03 bn
(as of 28 Nov 22)
Accounts
39,176
(as of 28 Nov 22)
Employees
305
(103 investment advisory or research)
Address
City National Rochdale
400 PARK AVENUE
10TH FLOOR
NEW YORK
NY 10022
400 PARK AVENUE
10TH FLOOR
NEW YORK
NY 10022
Office hours
Monday - Friday, 9:00 AM - 5:00 PM
Phone
2127023554
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Hawkesworth, Kurt, Alexander | Senior Managing Director and Chief Operating Officer | 10/2021 | < 5% |
City National Rochdale Holdings, LLC. | Managing Member | 05/2005 | > 75% |
City National Bank | Managing Member of CNR Holdings, LLC | 07/2012 | > 75% |
Freeman, William, Jay | Board Member | 07/2012 | < 5% |
RBC USA Holdco Corporation | Owner | 11/2015 | > 75% |
Royal Bank of Canada | Ultimate Owner | 11/2015 | > 75% |
Galvin, Thomas, a | Chief Investment Officer | 04/2020 | < 5% |
D'alessandro, Garrett, Richard | Chief Executive Officer | 12/2021 | < 5% |
Levy, Rochelle, Beth | Chief Compliance Officer | 11/2022 | < 5% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
City National Rochdale | $58.03 bn | |
Special Opportunities Fund LTD. | $45.24 mm | Hedge Fund |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
14 Feb 24
13F-NT
Notice of holdings reported by another manager
14 Nov 23
13F-NT
Notice of holdings reported by another manager
14 Aug 23
13F-NT
Notice of holdings reported by another manager
15 May 23
SC 13G/A
Liberty Broadband Corp
14 Feb 23
SC 13G/A
Switch, Inc.
14 Feb 23
13F-NT
Notice of holdings reported by another manager
14 Feb 23
13F-NT
Notice of holdings reported by another manager
14 Nov 22
13F-NT
Notice of holdings reported by another manager
15 Aug 22
13F-NT
Notice of holdings reported by another manager
16 May 22