Swarthmore is an investment advisor in Philadelphia with $1.49 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Swarthmore Group Inc
SEC CIK
IRS number
233042105
SEC advisor number
801-58069
FINRA CRD number
107056
AUM ?
$1.49 bn
(as of 29 Mar 22)
Accounts
45
(as of 29 Mar 22)
Employees
10
(4 investment advisory or research)
Address
Swarthmore
1650 ARCH STREET
SUITE 2100
PHILADELPHIA
PA 19103
1650 ARCH STREET
SUITE 2100
PHILADELPHIA
PA 19103
Office hours
Monday - Friday, 8A.M.-5P.M.
Phone
2155579300
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Nevels, James, Edwin | Chairman of the Board | 01/1992 | 50-75% |
Caruso, Denise, M | Chief Compliance Officer | 11/2018 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
20 Jul 22
13F-HR
Quarterly holdings report by institutional manager
11 Apr 22
13F-HR
Quarterly holdings report by institutional manager
19 Jan 22
13F-HR
Quarterly holdings report by institutional manager
19 Nov 21
13F-HR
Quarterly holdings report by institutional manager
9 Aug 21
13F-HR
Quarterly holdings report by institutional manager
28 Apr 21
13F-HR
Quarterly holdings report by institutional manager
8 Feb 21
13F-HR
Quarterly holdings report by institutional manager
21 Oct 20
13F-HR
Quarterly holdings report by institutional manager
22 Jul 20
13F-HR
Quarterly holdings report by institutional manager
24 Apr 20