NHLD National Dashboard

National Holdings Corp. engages in the provision of investment banking services. It operates through the following segments: Brokerage and Advisory Services and Tax and Accounting Services. The Brokerage and Advisory Services segment includes broker-dealer and investment advisory services, sale of insurance products and licensed mortgage brokerage services. The Tax and Accounting Services segment includes tax preparation and accounting services provided by National Tax. The company was founded in 1947 and is headquartered in New York, NY.

Company profile

Ticker

NHLD

Exchange

NASDAQ

Website

www.nhldcorp.com/

CEO

Michael Mullen

Incorporated

Delaware

Location

New York

Fiscal year end

Sep 30

Sector

Finance and Insurance > Investment Banking and Securities Dealing

Industry (SIC)

Security & Commodity Brokers, Dealers, Exchanges & Services

Intercontinental Exchange • CME • Nasdaq Inc - 144A • Price T Rowe • LPL Financial • StoneX • BGC Partners • Tradeweb Markets Inc Cls A • Yintech Investment • Cboe Global Markets ...

Former names

OLYMPIC CASCADE FINANCIAL CORP

SEC CIK

0001023844

Corporate docs

Articles of Incorporation & Bylaws

IRS number

364128138

NHLD stock data

S&P 500

1M 1Y 2Y 5Y

News

Pro users get this 30m faster

Up and Coming Bank Acquires Prestigious Legacy Brand, EF Hutton

15 Jun 21

Photo by Anthony DELANOIX on Unsplash

Investment data

Data from SEC filings

Securities sold

Number of investors

Calendar

15 Feb 21

29 Jul 21

30 Sep 21

Financial summary

Financial statements Chart NHLD financial data

Quarter (USD)	Dec 20	Sep 20	Jun 20	Mar 20
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS

Annual (USD)	Sep 20	Sep 19	Sep 18	Sep 17
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS

Financial data from National earnings reports.

Cash burn rate (estimated)	Burn method: Change in cash		Burn method: Operating income/loss		Burn method: FCF (opex + capex)
	Last Q	Avg 4Q	Last Q	Avg 4Q	Last Q	Avg 4Q
Cash on hand (at last report)	27.97M	27.97M	27.97M	27.97M	27.97M	27.97M
Cash burn (monthly)	108K	(positive/no burn)	432K	622.75K	(positive/no burn)	(positive/no burn)
Cash used (since last report)	751.65K	n/a	3.01M	4.33M	n/a	n/a
Cash remaining	27.21M	n/a	24.96M	23.63M	n/a	n/a
Runway (months of cash)	252.0	n/a	57.8	37.9	n/a	n/a

Beta Read what these cash burn values mean

Recent insider trades

NHLD insider ownership history Insider history

Date	Owner	Security	Transaction	Code	Indirect	10b5-1	$Price	#Shares	$Value
25 Feb 21	Daniel Hume	Common Stock		Dispose U	No	No	3.25	62,151	201.99K
25 Feb 21	Daniel Hume	RSU Common Stock	Sale back to company	Dispose D	No	No	3.25	46,602	151.46K
25 Feb 21	Michael Evan Singer	Common Stock		Dispose U	No	No	3.25	33,397	108.54K
25 Feb 21	Michael Evan Singer	RSU Common Stock	Sale back to company	Dispose D	No	No	3.25	3,602	11.71K
25 Feb 21	Worman Glenn C.	Common Stock		Dispose U	No	No	3.25	118,502	385.13K
25 Feb 21	Worman Glenn C.	RSU Common Stock	Sale back to company	Dispose D	No	No	3.25	531,251	1.73M
25 Feb 21	DeSena John C.	Common Stock		Dispose U	No	No	3.25	75,626	245.78K
25 Feb 21	DeSena John C.	RSU Common Stock	Sale back to company	Dispose D	No	No	3.25	332,465	1.08M
25 Feb 21	Jeff Gary	Common Stock		Dispose U	No	No	3.25	16,667	54.17K
25 Feb 21	Jeff Gary	RSU Common Stock	Sale back to company	Dispose D	No	No	3.25	66,013	214.54K

Data from 3, 4 and 5 filings. Stock values as filed, not updated for current price.

Institutional ownership Q4 2020

NHLD institutional ownership history Ownership history

Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.

13F holders	Current	Prev Q	Change
Total holders	18	19	-5.3%
Opened positions	4	2	+100.0%
Closed positions	5	0	NEW
Increased positions	3	5	-40.0%
Reduced positions	5	4	+25.0%

13F shares	Current	Prev Q	Change
Total value	42.44M	16.65M	+154.9%
Total shares	16.64M	8.02M	+107.5%
Total puts	0	815.76K	EXIT
Total calls	0	11	EXIT
Total put/call ratio	–	74159.9	–

Largest owners	Shares	Value	Change
RILY B. Riley Financial	6.16M	$18.66M	0.0%
NHC	6.16M	$11.33M	NEW
Equitec Proprietary Markets	1.73M	$5.24M	+27.3%
Asher Daniel	1.71M	$4.5M	NEW
RMB Capital Management	496.1K	$1.53M	NEW
Vanguard	110.39K	$334K	-49.5%
Bridgeway Capital Management	82.4K	$250K	0.0%
Beryl Capital Management	58.18K	$176K	NEW
Renaissance Technologies	57.81K	$175K	+6.6%
National Asset Management	31.22K	$96K	-44.5%

Largest transactions	Shares	Bought/sold	Change
NHC	6.16M	+6.16M	NEW
Asher Daniel	1.71M	+1.71M	NEW
RMB Capital Management	496.1K	+496.1K	NEW
Equitec Proprietary Markets	1.73M	+371.39K	+27.3%
Vanguard	110.39K	-108.1K	-49.5%
Beryl Capital Management	58.18K	+58.18K	NEW
National Asset Management	31.22K	-25.05K	-44.5%
BAC Bank Of America	0	-20K	EXIT
Miramar Capital	0	-14.92K	EXIT
Millennium Management	0	-10.85K	EXIT

Data from 13F filings. Stock values as filed, not updated for current price. Long positions only.

Financial report summary

Competition

H&R Block • Canada • Franchise

Content analysis

Positive
Negative
Uncertain
Constraining
Legalese
Litigous
Readability	H.S. freshman Bad

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From filing 10-Q 2021 Q1