We are a diversified financial services company engaged in independent advisory and brokerage services, asset management services, investment research, investment banking, institutional sales and trading, wholesale life insurance and annuity brokerage and trust services through our principal subsidiaries, Securities America, Triad Advisors (“Triad”), Securities Service Network (“SSN”), Investacorp, KMS Financial Services (“KMS”), Ladenburg Thalmann & Co. (“Ladenburg”), Ladenburg Thalmann Asset Management (“LTAM”), Premier Trust, and Highland Capital Brokerage (“Highland”).
Company profile
Ticker
LTSL, LTSH
Exchange
Website
CEO
Richard Jay Lampen
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
Former names
Frost Hanna Capital Group Inc, Gbi Capital Management Corp, Ladenburg Thalmann Financial Services Inc, Thalmann Financial Services Inc
SEC CIK
Corporate docs
Subsidiaries
HCHC Acquisition Inc. • Highland Capital Brokerage, Inc. • Highland Capital Holding Corporation • KMS Financial Services, Inc. • Securities America Financial Corporation • Securities America, Inc. • Securities America Advisors, Inc. • Securities Service Network, LLC • Ladenburg Thalmann Advisor Network LLC • Ladenburg Thalmann & Co. Inc. ...
IRS number
650701248
LTSL stock data
Latest filings (excl ownership)
10-K/A
2019 FY
Annual report (amended)
29 Apr 20
10-K
2019 FY
Annual report
13 Mar 20
15-12G
Securities registration termination
5 Mar 20
15-12G
Securities registration termination
24 Feb 20
25
Voluntary exchange delisting
24 Feb 20
EFFECT
Notice of effectiveness
24 Feb 20
8-K
Ladenburg Thalmann Announces Intention to Delist Certain of Its Securities
18 Feb 20
POS AM
Prospectus update (post-effective amendment)
18 Feb 20
S-8 POS
Registration of securities for employees (post-effective amendment)
18 Feb 20
S-8 POS
Registration of securities for employees (post-effective amendment)
18 Feb 20
Latest ownership filings
SC 13D/A
Beneficial ownership report (amended)
25 Feb 20
4
Brett Kaufman
19 Feb 20
SC 13D/A
Ladenburg Thalmann Financial Services Inc.
19 Feb 20
4
MARK ZEITCHICK
14 Feb 20
4
Jacqueline M Simkin
14 Feb 20
4
Adam Scott Malamed
14 Feb 20
4
RICHARD LAMPEN
14 Feb 20
4
RICHARD M KRASNO
14 Feb 20
4
joseph giovanniello
14 Feb 20
4
Michael Liebowitz
14 Feb 20
Institutional ownership, Q1 2023
13F holders | Current |
---|---|
Total holders | 1 |
Opened positions | 1 |
Closed positions | 0 |
Increased positions | 0 |
Reduced positions | 0 |
13F shares | Current |
---|---|
Total value | 35.03 mm |
Total shares | 2.50 k |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Old Second National Bank Of Aurora | 2.50 k | $35.03 mm |