Symphony Asset Management is a fund manager in San Francisco with $16.24 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Industry
SEC CIK
Corporate docs
IRS number
943252504
SEC advisor number
801-52638
FINRA CRD number
110687
AUM ?
$16.24 bn
(as of 11 Dec 20)
Accounts
46
(as of 11 Dec 20)
Employees
99
(44 investment advisory or research)
Address
Symphony Asset Management
555 CALIFORNIA STREET
SUITE 3100
SAN FRANCISCO
CA 94104
555 CALIFORNIA STREET
SUITE 3100
SAN FRANCISCO
CA 94104
Office hours
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Phone
4156764000
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Nuveen Investments Holdings, Inc. | Managing Member | 07/2001 | 25-50% |
Nuveen Holdings, Inc. | Shareholder | 11/2007 | > 75% |
Nuveen Investments, Inc. | Shareholder | 07/2001 | > 75% |
Nuveen Investments, Inc. | Member | 07/2001 | 50-75% |
Macdonald, Judith, R | General Counsel | 02/2013 | < 5% |
Tiaa Board of Overseers | Shareholder | 10/2014 | > 75% |
Teachers Insurance and Annuity Association of America | Member | 10/2014 | > 75% |
Nuveen, LLC | Member | 10/2014 | > 75% |
Nuveen Finance, LLC | Shareholder | 01/2017 | > 75% |
Nuveen Holdings 1, Inc. | Shareholder | 01/2017 | > 75% |
Grace, Scott, Stewart | Business Head | 03/2019 | < 5% |
Moore, Geoffrey, William | Chief Compliance Officer | 10/2019 | < 5% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Symphony Asset Management LLC | $16.24 bn | |
Baycity Clo Holdings, L.P. | $71.57 k | Other Private Fund |
Baycity Corporate Arbitrage and Relative Value Fund, L.P. | $758.45 mm | Hedge Fund |
Baycity High Yield Income Fund, L.P. | $58.23 mm | Other Private Fund |
Baycity Long-short Credit Master Fund LTD. | $594.59 mm | Hedge Fund |
Baycity Long-short Credit (Offshore) Fund LTD. | ||
Baycity Long-short Credit Unit Trust | ||
Baycity Long-short Credit Fund L.P. | ||
Baycity Senior Loan Fund, L.P. | $398.20 mm | Other Private Fund |
California Street Clo IX Limited Partnership | $532.75 mm | Securitized Asset Fund |
California Street Clo V, LTD. | $373.48 k | Securitized Asset Fund |
California Street Clo XII, LTD. | $487.21 mm | Securitized Asset Fund |
Montgomery Street Fund LLC (Series 1) | $1.35 mm | Other Private Fund |
Montgomery Street Fund LLC (Series 2) | $460.58 k | Other Private Fund |
Montgomery Street Fund LLC (Series 3) | $1.77 mm | Other Private Fund |
SCOF-2 LTD. | $446.20 mm | Securitized Asset Fund |
Symphony Clo XIV, LTD. | $533.67 mm | Securitized Asset Fund |
Symphony Clo XIX, LTD. | $457.90 mm | Securitized Asset Fund |
Symphony Clo XV, LTD. | $541.76 mm | Securitized Asset Fund |
Symphony Clo XVI, LTD | $360.49 mm | Securitized Asset Fund |
Symphony Clo XVII, LTD. | $457.20 mm | Securitized Asset Fund |
Symphony Clo XVIII, LTD. | $449.66 mm | Securitized Asset Fund |
Symphony Clo XX, LTD. | $374.75 mm | Securitized Asset Fund |
Symphony Clo XXI, LTD. | $371.93 mm | Securitized Asset Fund |
Symphony Clo XXII, LTD. | $376.05 mm | Securitized Asset Fund |
Latest filings (excl ownership)
D/A
Indefinite amount in equity, 11 investors
4 May 20
D
Indefinite amount in equity, 10 investors
19 Mar 19
D/A
Indefinite amount in equity, 19 investors
9 Jun 17
D/A
Indefinite amount in equity, 19 investors
9 Jun 16
D/A
Indefinite amount in equity, 19 investors
11 Mar 15
D/A
Indefinite amount in equity, 18 investors
11 Mar 14
D/A
Indefinite amount in equity, 17 investors
13 Mar 13
D/A
Indefinite amount in equity, 11 investors
16 Mar 12
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
16 Feb 21
SC 13G/A
iHeartMedia, Inc.
12 Feb 21
SC 13G/A
ACORDA THERAPEUTICS INC
12 Feb 21
13F-NT
Notice of holdings reported by another manager
16 Nov 20
13F-HR
Quarterly holdings report by institutional manager
14 Aug 20
13F-HR
Quarterly holdings report by institutional manager
12 May 20
13F-HR
Quarterly holdings report by institutional manager
13 Feb 20
SC 13G
iHeartMedia, Inc.
15 Jan 20
SC 13G
ACORDA THERAPEUTICS INC
15 Jan 20
13F-HR
Quarterly holdings report by institutional manager
14 Nov 19