Clifford Swan Investment Counsel is an investment advisor in Pasadena with $4.19 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Clifford Associates Inc, Clifford Associates LLC
SEC CIK
IRS number
954749812
SEC advisor number
801-56675
FINRA CRD number
108033
AUM ?
$4.19 bn
(as of 12 Dec 22)
Accounts
2,527
(as of 12 Dec 22)
Employees
30
(14 investment advisory or research)
Address
Clifford Swan Investment Counsel
177 E. COLORADO BLVD
SUITE 550
PASADENA
CA 91105
177 E. COLORADO BLVD
SUITE 550
PASADENA
CA 91105
Office hours
Monday - Friday, 7:00 AM TO 5:00 PM
Phone
6267922228
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Brown, James, Robert | Chief Financial Officer & Secretary | 10/2000 | < 5% |
Boyle, Peter, James | CEO & Director | 07/2020 | 10-25% |
Pray, Maxwell, Ramsey | Director | 01/2011 | 10-25% |
Gewecke, Roger, Leland (JR) | Director | 01/2015 | 10-25% |
Adler, Richard, Howard | Director | 12/2015 | < 5% |
Zaharia, Randall, Lee | Member | 12/2015 | 5-10% |
Gilmore, Kathleen | Chairman & President | 07/2020 | 10-25% |
Cavanaugh, Kevin, James | Member | 12/2015 | 10-25% |
Lee, Gretchen, Elizabeth | Chief Compliance Officer | 01/2019 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
16 Apr 24
13F-HR
Quarterly holdings report by institutional manager
6 Feb 24
13F-HR
Quarterly holdings report by institutional manager
9 Nov 23
13F-HR
Quarterly holdings report by institutional manager
3 Aug 23
13F-HR
Quarterly holdings report by institutional manager
5 May 23
13F-HR
Quarterly holdings report by institutional manager
2 Feb 23
13F-HR
Quarterly holdings report by institutional manager
4 Nov 22
13F-HR
Quarterly holdings report by institutional manager
4 Aug 22
13F-HR
Quarterly holdings report by institutional manager
3 May 22
13F-HR
Quarterly holdings report by institutional manager
11 Feb 22