Latest filings (excl ownership)
CT ORDER
Confidential treatment order
17 Feb 23
15-12B
Securities registration termination
15 Nov 21
15-12B
Securities registration termination
15 Nov 21
EFFECT
Notice of effectiveness
10 Nov 21
EFFECT
Notice of effectiveness
10 Nov 21
POS AM
Prospectus update (post-effective amendment)
8 Nov 21
POS AM
Prospectus update (post-effective amendment)
8 Nov 21
S-8 POS
Registration of securities for employees (post-effective amendment)
8 Nov 21
S-8 POS
Registration of securities for employees (post-effective amendment)
8 Nov 21
S-8 POS
Registration of securities for employees (post-effective amendment)
8 Nov 21
S-8 POS
Registration of securities for employees (post-effective amendment)
8 Nov 21
S-8 POS
Registration of securities for employees (post-effective amendment)
8 Nov 21
S-8 POS
Registration of securities for employees (post-effective amendment)
8 Nov 21
25-NSE
Exchange delisting
5 Nov 21
25-NSE
Exchange delisting
5 Nov 21
SC 13E3/A
Going private transaction (amended)
5 Nov 21
8-K
Thoma Bravo Completes Acquisition of QAD
5 Nov 21
8-K
QAD Inc. Stockholders Approve Acquisition by Thoma Bravo
2 Nov 21
DEFA14A
Additional proxy soliciting materials
15 Oct 21
8-K
Submission of Matters to a Vote of Security Holders
15 Oct 21
DEFA14A
Additional proxy soliciting materials
13 Oct 21
8-K
Other Events
12 Oct 21
8-K
QAD Inc. Announces Intention to Adjourn Special Meeting of Stockholders to November 2
12 Oct 21
DEFA14A
Additional proxy soliciting materials
27 Sep 21
8-K
Other Events
27 Sep 21
10-Q
2022 Q2
Quarterly report
9 Sep 21
SC 13E3/A
Going private transaction (amended)
9 Sep 21
DEFM14A
Proxy related to merger
9 Sep 21
8-K
QAD Reports Fiscal 2022 Second Quarter and Year-to-Date Financial Results
25 Aug 21
8-K
Other Events
13 Aug 21
SC 13E3
Going private transaction
2 Aug 21
PREM14A
Preliminary proxy related to merger
2 Aug 21
425
Business combination disclosure
20 Jul 21
8-K
Entry into a Material Definitive Agreement
30 Jun 21
DEFA14A
Additional proxy soliciting materials
30 Jun 21
425
Business combination disclosure
29 Jun 21
425
Business combination disclosure
28 Jun 21
425
Business combination disclosure
28 Jun 21
DEFA14A
Additional proxy soliciting materials
28 Jun 21
8-K
Other Events
28 Jun 21
Latest ownership filings
SC 13G/A
Nantahala Capital Management, LLC
14 Feb 22
4
PAMELA M LOPKER
9 Nov 21
SC 13D/A
LOPKER PAMELA M
9 Nov 21
4
CUYLENBURG PETER VAN
5 Nov 21
4
DANIEL LENDER
5 Nov 21
4
KATHLEEN M CRUSCO
5 Nov 21
4
Anton Chilton
5 Nov 21
4
Kara Bellamy
5 Nov 21
4
Scott Joseph Adelson
5 Nov 21
SC 13D/A
LOPKER PAMELA M
26 Oct 21
SC 13G/A
BlackRock Inc.
8 Oct 21
SC 13D/A
LOPKER PAMELA M
30 Jun 21
4
Kara Bellamy
24 Jun 21
4
PAMELA M LOPKER
24 Jun 21
4
DANIEL LENDER
24 Jun 21
4
CUYLENBURG PETER VAN
23 Jun 21
4
KATHLEEN M CRUSCO
23 Jun 21
4
Scott Joseph Adelson
23 Jun 21
4
Kara Bellamy
15 Jun 21
4
DANIEL LENDER
15 Jun 21
4
Anton Chilton
15 Jun 21
4
PAMELA M LOPKER
15 Jun 21
4
PAMELA M LOPKER
10 Jun 21
4
PAMELA M LOPKER
25 May 21
4
DANIEL LENDER
25 May 21
4
Anton Chilton
25 May 21
4
Kara Bellamy
25 May 21
4
Anton Chilton
9 Mar 21
SC 13G/A
Nantahala Capital Management, LLC
12 Feb 21
SC 13G/A
Tikvah Management LLC
12 Feb 21
SC 13G
BlackRock Inc.
2 Feb 21
4
DANIEL LENDER
22 Dec 20
4
Anton Chilton
21 Dec 20
4
PAMELA M LOPKER
31 Jul 20
4
DANIEL LENDER
7 Jul 20
4
Anton Chilton
25 Jun 20
4
DANIEL LENDER
25 Jun 20
4
PAMELA M LOPKER
25 Jun 20
4
Kara Bellamy
25 Jun 20
4
Anton Chilton
17 Jun 20