Vaughan David Investments is an investment advisor in Peoria with $3.94 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Vaughan David Investments Inc
SEC CIK
IRS number
371272863
SEC advisor number
801-12642
FINRA CRD number
105990
AUM ?
$3.94 bn
(as of 26 Oct 22)
Accounts
3,226
(as of 26 Oct 22)
Employees
38
(38 investment advisory or research)
Address
Vaughan David Investments
5823 N FOREST PARK DR
PEORIA
IL 61614
5823 N FOREST PARK DR
PEORIA
IL 61614
Office hours
Monday - Friday, 8 AM TO 5 PM
Phone
3096850033
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Williams IV, Lawrence | Elected Manager, Chairman, President & CEO | 12/2017 | < 5% |
Vaughan JR, David, John | Elected Manager | 09/2006 | < 5% |
Mcclure, John, Vannorden | Elected Manager | 01/2008 | < 5% |
Christensen, Brian, Andrew | Elected Manager & SR Vice President & Chief Investment Officer | 09/2006 | < 5% |
Smarjesse, Patrick, Joseph | Vice President | 09/2006 | < 5% |
Sheridan, Todd, Michael | Vice President | 09/2006 | < 5% |
Pillman, Virginia, Johnson | Elected Manager | 06/2011 | < 5% |
Baum, Wayne, E | Elected Manager | 06/2012 | < 5% |
Price, Michael, Allen | Chief Financial Officer/ Chief Compliance Officer | 07/2014 | < 5% |
Dewalt, Michael, L | Elected Manager | 04/2016 | < 5% |
Dvi Capital Corp. | Member | 07/2017 | 10-25% |
Hometown Community Bancorp, Inc. | Member | 09/2017 | > 75% |
Honegger, Andrew, Alan | Elected Manager | 09/2017 | < 5% |
Hometown Bancorp, Inc. Employee Stock Ownership Plan & Trust | Owner | 12/1999 | 25-50% |
Honegger, Gordon, Dean | Trustee | 05/2001 | |
Honegger, Andrew, Alan | Trustee | 05/2001 | |
Schoeplein, Kevin, D | Elected Manager | 03/2018 | < 5% |
Hinrichs, Stephen, Kent | Director of Investment Research | 03/2018 | < 5% |
Huizenga, Jeffrey, John | Director of Relationship Management | 03/2018 | < 5% |
Salmon, Elizabeth, W | Vice President of Operations & Corporate Secretary | 06/2017 | < 5% |
Autry, Darrin, Attis | Elected Manager | 03/2021 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
29 Jan 24
13F-HR
Quarterly holdings report by institutional manager
7 Nov 23
13F-HR
Quarterly holdings report by institutional manager
2 Aug 23
13F-HR
Quarterly holdings report by institutional manager
2 May 23
13F-HR
Quarterly holdings report by institutional manager
7 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
11 Aug 22
13F-HR
Quarterly holdings report by institutional manager
9 May 22
13F-HR
Quarterly holdings report by institutional manager
10 Feb 22
13F-HR
Quarterly holdings report by institutional manager
4 Nov 21