nuveen is one of the world's largest asset managers, serving institutions, financial intermediaries and individual investors in more than 30 countries, providing investment expertise across the capital structure. in partnership with advisors and consultants, we create outcome-focused solutions that help investors achieve a more secure financial future. recognized as a leader in income generation, alternative investments and responsible investing, nuveen has award-winning capabilities that span both public and private asset classes. our investment approach is fueled by diversity of thought and a network of specialized investment teams with independent processes and best-in-class expertise.as the investment manager of tiaa, we honor a 100-plus year legacy of service and innovation based on enduring principles established by john nuveen and andrew carnegie. inspired by their vision, backed by size and scale, and empowered by private ownership, we are uniquely positioned to contribute mea
Company profile
Ticker
NAD, XNADX
Exchange
Employees
Incorporated
Location
Fiscal year end
Former names
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND
SEC CIK
IRS number
364287820
NAD stock data
Latest filings (excl ownership)
8-K
Regulation FD Disclosure
6 Mar 24
N-CEN
Annual report (registered investment company)
16 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
5 Jan 24
RW
Registration withdrawal request
9 Nov 23
8-K
Departure of Directors or Certain Officers
13 Oct 23
N-14 8C
Registration statement for closed-end investment company
31 Aug 23
N-PX
Annual report of proxy voting record
21 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Jul 23
DEF 14A
Definitive proxy
30 Jun 23
N-CEN
Annual report (registered investment company)
17 Jan 23
Latest ownership filings
4
Nathaniel T. Jones
5 Apr 24
SC 13D/A
BANK OF AMERICA CORP /DE/
4 Apr 24
SC 13G/A
WELLS FARGO & COMPANY/MN
2 Apr 24
4
FARGO BANK N A WELLS
28 Mar 24
NPORT-P
Nuveen Quality Municipal Income Fund (Jan 2024 report)
25 Mar 24
3
Mary Beth Ramsay
11 Mar 24
SC 13G/A
WELLS FARGO & COMPANY/MN
5 Mar 24
4
FARGO BANK N A WELLS
15 Feb 24
SC 13G
Karpus Management, Inc.
13 Feb 24
3
Michael A Forrester
11 Jan 24
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Nuveen Quality Municipal Income Fund | – | -2.24 | -5.28 | -3.43 | 4.70 bn | 1,187 | Oct 2023 |
Institutional ownership, Q4 2023
19.7% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 207 |
Opened positions | 39 |
Closed positions | 71 |
Increased positions | 63 |
Reduced positions | 59 |
13F shares | Current |
---|---|
Total value | 457.50 bn |
Total shares | 46.02 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Bramshill Investments | 7.91 mm | $90.60 bn |
MS Morgan Stanley | 4.96 mm | $56.83 bn |
Sit Investment Associates | 3.20 mm | $36.67 mm |
UBS UBS Group AG - Registered Shares | 2.69 mm | $30.80 bn |
WFC Wells Fargo & Co. | 2.10 mm | $24.04 bn |
Hennion & Walsh Asset Management | 1.82 mm | $20.79 bn |
Van Eck Associates | 1.68 mm | $19.29 mm |
Allspring Global Investments | 1.36 mm | $15.54 bn |
Robinson Capital Management | 1.24 mm | $14.18 bn |
Fiera Capital | 875.54 k | $10.02 bn |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
5 Apr 24 | Nathaniel T. Jones | Common Stock | Buy | Acquire P | No | No | 11.19 | 1,000 | 11.19 k | 1,000 |
26 Mar 24 | Wells Fargo & Co. | MuniFund Preferred Shares | Other | Dispose J | Yes | No | 0 | 550 | 0.00 | 4,758 |
13 Feb 24 | Wells Fargo & Co. | MuniFund Preferred Shares | Other | Dispose J | Yes | No | 0 | 762 | 0.00 | 5,308 |