Smith Asset Management is a Hedge Fund in Texas, that has raised $2.10 mm from 14 investors, with a minimum investment of $1.00 mm, for a fund started in May 2013. Data from SEC filing on 7 Jul 2013.
Company profile
Employees
Incorporated
Location
Fiscal year end
Industry
Former names
Smith Asset Management Group Absolute Return Fund I, L.P.
SEC CIK
IRS number
752620252
SEC advisor number
801-50835
FINRA CRD number
106301
AUM ?
$91.58 mm
(as of 16 Nov 22)
Accounts
2
(as of 16 Nov 22)
Employees
16
(8 investment advisory or research)
Address
Smith Asset Management
100 CRESCENT COURT
SUITE 1150
DALLAS
TX 75201
100 CRESCENT COURT
SUITE 1150
DALLAS
TX 75201
Office hours
Monday - Friday, 8AM-5PM CST
Phone
2148804600
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Smith, Stephen, Spencer | CEO, Founder, Chairman of Investment Committee | 11/1995 | < 5% |
Brim, John, David | Chief Investment Officer, President | 03/1998 | < 5% |
Dallas Advisors, LLC | General Partner | 01/2008 | < 5% |
Smith Group Employee Partners I, LLC | Limited Partner | 04/2008 | 25-50% |
Smith Group Employee Partners II, LLC | Limited Partner | 04/2008 | 25-50% |
Smith, Stephen, Spencer | Managing Member | 01/2006 | > 75% |
Smith, Stephen, Spencer | Managing Member | 05/2003 | 50-75% |
Neumann, Lucinda | President, CCO | 08/2014 | < 5% |
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
6 Aug 21
13F-HR
Quarterly holdings report by institutional manager
7 May 21
13F-HR
Quarterly holdings report by institutional manager
9 Feb 21
13F-HR
Quarterly holdings report by institutional manager
4 Nov 20
13F-HR
Quarterly holdings report by institutional manager
6 Aug 20
13F-HR
Quarterly holdings report by institutional manager
12 May 20
13F-HR
Quarterly holdings report by institutional manager
4 Feb 20
13F-HR
Quarterly holdings report by institutional manager
12 Nov 19
13F-HR/A
Quarterly holdings report by institutional manager (amended)
15 Aug 19
13F-HR
Quarterly holdings report by institutional manager
8 Aug 19