Latest filings (excl ownership)
15-12G
Securities registration termination
15 Apr 21
EFFECT
Notice of effectiveness
8 Apr 21
EFFECT
Notice of effectiveness
8 Apr 21
EFFECT
Notice of effectiveness
8 Apr 21
EFFECT
Notice of effectiveness
8 Apr 21
EFFECT
Notice of effectiveness
8 Apr 21
S-8 POS
Registration of securities for employees (post-effective amendment)
6 Apr 21
S-8 POS
Registration of securities for employees (post-effective amendment)
6 Apr 21
S-8 POS
Registration of securities for employees (post-effective amendment)
6 Apr 21
POS AM
Prospectus update (post-effective amendment)
6 Apr 21
POS AM
Prospectus update (post-effective amendment)
6 Apr 21
POS AM
Prospectus update (post-effective amendment)
6 Apr 21
S-8 POS
Registration of securities for employees (post-effective amendment)
6 Apr 21
POS AM
Prospectus update (post-effective amendment)
6 Apr 21
S-8 POS
Registration of securities for employees (post-effective amendment)
6 Apr 21
POS AM
Prospectus update (post-effective amendment)
6 Apr 21
25-NSE
Exchange delisting
5 Apr 21
8-K
SMTC Corporation Announces Completion of Investment by H.I.G. Capital
5 Apr 21
8-K
Stockholders Approve SMTC Corporation’s Definitive Merger Agreement and Investment by H.I.G. Capital
31 Mar 21
DEFA14A
Additional proxy soliciting materials
17 Mar 21
8-K
SMTC Corporation Announces Fourth Quarter and Full Year 2020 Financial Results
17 Mar 21
10-K
2020 FY
Annual report
17 Mar 21
DEFA14A
Additional proxy soliciting materials
25 Feb 21
8-K
Other Events
25 Feb 21
DEFM14A
Proxy related to merger
18 Feb 21
UPLOAD
Letter from SEC
16 Feb 21
CORRESP
Correspondence with SEC
2 Feb 21
UPLOAD
Letter from SEC
29 Jan 21
PREM14A
Preliminary proxy related to merger
21 Jan 21
8-K
Cost Associated with Exit or Disposal Activities
15 Jan 21
D
$651K in equity / options / securities to be acquired, sold $651K, 10 investors
12 Jan 21
DEFA14A
Additional proxy soliciting materials
4 Jan 21
8-K
H.I.G. Capital Investing in SMTC Corporation to Support Customer Growth
4 Jan 21
8-K
Entry into a Material Definitive Agreement
31 Dec 20
10-Q
2020 Q3
Quarterly report
5 Nov 20
8-K
SMTC Corporation Announces Third Quarter Results
5 Nov 20
8-K
Entry into a Material Definitive Agreement
28 Sep 20
8-K
Submission of Matters to a Vote of Security Holders
7 Aug 20
10-Q
2020 Q2
Quarterly report
6 Aug 20
8-K
SMTC Corporation Announces Second Quarter Results
6 Aug 20
Latest ownership filings
4
John Randall Waterfield
7 Apr 21
4
STEVEN M WASZAK
6 Apr 21
4
David Sandberg
6 Apr 21
4
EDWARD J SMITH
6 Apr 21
4
Frederick Gerald Wasserman
6 Apr 21
4
CLARKE H BAILEY
6 Apr 21
4
RICHARD E FITZGERALD
6 Apr 21
SC 13D
EMS Silver Inc.
13 Jan 21
4
EDWARD J SMITH
5 Jan 21
4
RICHARD E FITZGERALD
6 Nov 20
4
STEVEN M WASZAK
13 Dec 19
4
David Sandberg
12 Dec 19
4
CLARKE H BAILEY
12 Dec 19
4
Frederick Gerald Wasserman
12 Dec 19
4
John Randall Waterfield
12 Dec 19
4
RICHARD E FITZGERALD
21 Nov 19
4/A
EDWARD J SMITH
18 Nov 19
4/A
RICHARD E FITZGERALD
18 Nov 19
4
EDWARD J SMITH
18 Nov 19
4
RICHARD E FITZGERALD
18 Nov 19
4/A
EDWARD J SMITH
16 Aug 19
4
RICHARD E FITZGERALD
15 Aug 19
4
EDWARD J SMITH
15 Aug 19
4
STEVEN M WASZAK
15 Aug 19
SC 13D/A
SMTC Corp
27 Jun 19
4
STEVEN M WASZAK
27 Jun 19
4
David Sandberg
27 Jun 19
4
David Sandberg
24 Jun 19
4
CLARKE H BAILEY
24 Jun 19
4
EDWARD J SMITH
24 Jun 19
4
Frederick Gerald Wasserman
24 Jun 19
4
John Randall Waterfield
24 Jun 19
4
STEVEN M WASZAK
24 Jun 19
4
STEVEN M WASZAK
15 May 19
4
EDWARD J SMITH
15 May 19
4
RICHARD E FITZGERALD
15 May 19
4
John Randall Waterfield
25 Mar 19
4
STEVEN M WASZAK
31 Dec 18
4
Frederick Gerald Wasserman
14 Dec 18
4
CLARKE H BAILEY
14 Dec 18