PFG Principal Financial Group Inc - Registered Shares Dashboard

Principal helps people and companies around the world build, protect and advance their financial well-being through retirement, insurance and asset management solutions that fit their lives. Its employees are passionate about helping clients of all income and portfolio sizes achieve their goals - offering innovative ideas, investment expertise and real-life solutions to make financial progress possible.

Company profile

Ticker

PFG

Exchange

NASDAQ

Website

www.principal.com/

CEO

Larry Zimpleman

Incorporated

Delaware

Location

Iowa

Fiscal year end

Dec 31

Sector

Finance and Insurance > Direct Life Insurance Carriers

Industry (SIC)

Accident & Health Insurance

Unum • CNO Financial • Partnerre • Aflac • Triple-S Management ...

SEC CIK

0001126328

Corporate docs

Articles of Incorporation & Bylaws

IRS number

421520346

PFG stock data

S&P 500

1M 1Y 2Y 5Y

News

Pro users get this 30m faster

Stocks That Hit 52-Week Highs On Friday

16 Apr 21

Friday's morning session saw 420 companies set new 52-week highs.

Stocks That Hit 52-Week Highs On Wednesday

14 Apr 21

During Wednesday's morning session, 226 stocks hit new 52-week highs.

Insurance Stocks Moving In Monday's Intraday Session

12 Apr 21

According to Benzinga Pro following are the gainers and losers in Insurance industry for today's Intraday session. Gainers Brighthouse Financial (NASDAQ: BHF) stock moved upwards by 1.95% to $46.99 during Monday's

Stocks That Hit 52-Week Highs On Monday

12 Apr 21

Stocks That Hit 52-Week Highs On Wednesday

7 Apr 21

Press releases

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Principal Financial Group® releases corporate responsibility commitments

14 Apr 21

New goals grow support for diverse businesses, reduce environmental impacts, and advance an inclusive culture Principal Financial Group® released today multi-year corporate responsibility commitments focused on

Principal Charity Classic, Sammons Financial Group Launch New Giving Program in Support of DE&I

12 Apr 21

Initial contribution of $50,000 will go to The Directors Council The Principal Charity Classic and Sammons Financial Group have partnered to launch a new program called The Legacy Project, which will donate to

Principal to Announce First Quarter 2021 Financial Results

9 Apr 21

Results will be released April 27; Conference call scheduled for April 28 Principal Financial Group® (NASDAQ:PFG) announced today that it will release first quarter 2021 financial results 15 minutes after U.S.

Employee Turnover Spiking for U.S. Small Businesses

31 Mar 21

Principal Financial Group Announces 2021 Outlook

25 Feb 21

Investment data

Data from SEC filings

Top 50 of 2413 long holdings End of quarter 31 Dec 20	Value	#Shares
MSFT Microsoft Corp	$3.49B	15.69M
AAPL Apple Inc	$3.4B	25.61M
AMZN Amazon Com Inc	$2.97B	913.3K
TDG Transdigm Group Inc	$1.89B	3.06M
BAM Brookfield Asset MGMT Inc	$1.74B	42.24M
PLD Prologis Inc.	$1.47B	14.74M
FB Facebook Inc	$1.32B	4.82M
GOOG Alphabet Inc (CAP STK CL C)	$1.25B	714.5K
ADSK Autodesk Inc	$1.15B	3.78M
V Visa Inc	$1.11B	5.06M
AMT American Tower Corp New	$1.07B	4.75M
EQIX Equinix Inc	$1.03B	1.45M
JPM Jpmorgan Chase & Co	$1.03B	8.09M
MA Mastercard Incorporated	$1.03B	2.88M
HLT Hilton Worldwide HLDGS Inc	$994.35M	8.94M
GOOG Alphabet Inc (CAP STK CL A)	$976.29M	557.04K
KKR KKR & Co Inc	$973.53M	24.04M
PYPL Paypal HLDGS Inc	$971.3M	4.15M
CPRT Copart Inc	$926.15M	7.28M
MSCI Adobe Systems Incorporated	$915.15M	1.83M
KMX Carmax Inc	$906.09M	9.59M
WELL Welltower Inc	$904.45M	14M
ARE Alexandria Real Estate Eq In	$861.14M	4.83M
INVH Invitation Homes Inc	$819.75M	27.6M
BKI Black Knight Inc	$807.41M	9.14M
ORLY Oreilly Automotive Inc	$803.64M	1.78M
MCHP Microchip Technology Inc.	$802.1M	5.81M
CRM Salesforce Com Inc	$795.68M	3.58M
ROP Roper Technologies Inc	$791.87M	1.84M
AVB Avalonbay Cmntys Inc	$786.28M	4.9M
CSGP Costar Group Inc	$779.88M	843.77K
TSLA Tesla Inc	$766.25M	1.09M
LBRDA Liberty Broadband Corp	$765.76M	4.84M
ESS Essex Ppty TR Inc	$764.54M	3.22M
VMC Vulcan Matls Co	$729.95M	4.92M
SBAC Sba Communications Corp New	$708.54M	2.51M
WIX Wix Com LTD	$671.33M	2.69M
MKL Markel Corp	$670.14M	648.54K
FNF Fidelity National Financial	$668.32M	17.1M
COST Costco WHSL Corp New	$663.32M	1.76M
VZ Verizon Communications Inc	$660.46M	11.24M
VRSN Verisign Inc	$657.31M	3.04M
NVDA Nvidia Corporation	$643.56M	1.23M
BRK.A Berkshire Hathaway Inc Del	$642.76M	2.77M
INTU Intuit	$640M	1.68M
JNJ Johnson & Johnson	$634.84M	4.03M
ANSS Ansys Inc	$604.63M	1.66M
CBRE Cbre Group Inc	$600.07M	9.57M
NFLX Netflix Inc	$597.16M	1.1M
AIV American Homes 4 Rent	$592.6M	19.75M

Principal Financial Group Inc - Registered Shares holdings history Holdings history

Holdings list only includes long positions. Only includes long positions.

Calendar

11 Feb 21

19 Apr 21

31 Dec 21

Financial summary

Financial statements Chart PFG financial data

Quarter (USD)	Dec 20	Sep 20	Jun 20	Mar 20
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS

Annual (USD)	Dec 20	Dec 19	Dec 18	Dec 17
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS

Financial data from company earnings reports.

Cash burn rate (estimated)	Burn method: Change in cash		Burn method: Operating income/loss		Burn method: FCF (opex + capex)
	Last Q	Avg 4Q	Last Q	Avg 4Q	Last Q	Avg 4Q
Cash on hand (at last report)	2.85B	2.85B	2.85B	2.85B	2.85B	2.85B
Cash burn (monthly)	235.63M	(positive/no burn)	(positive/no burn)	(positive/no burn)	(positive/no burn)	(positive/no burn)
Cash used (since last report)	852.94M	n/a	n/a	n/a	n/a	n/a
Cash remaining	2B	n/a	n/a	n/a	n/a	n/a
Runway (months of cash)	8.5	n/a	n/a	n/a	n/a	n/a

Beta Read what these cash burn values mean

Recent insider trades

PFG insider ownership history Insider history

Date	Owner	Security	Transaction	Code	Indirect	10b5-1	$Price	#Shares	$Value	#Remaining
26 Mar 21	Hochschild Roger C	Common Stock	Grant	Aquire A	No	No	0	192	0	21,014
26 Mar 21	Hochschild Roger C	Phantom Stock Units Common Stock	Grant	Aquire A	No	No	60.63	143	8.67K	15,631
26 Mar 21	Richer Clare Stack	Common Stock	Grant	Aquire A	No	No	0	40	0	4,345
26 Mar 21	Nordin Diane C	Common Stock	Grant	Aquire A	No	No	0	115	0	12,609
26 Mar 21	Mills Scott	Common Stock	Grant	Aquire A	No	No	0	152	0	16,582
26 Mar 21	Mills Scott	Phantom Stock Units Common Stock	Grant	Aquire A	No	No	60.63	86	5.21K	9,403
26 Mar 21	Alfredo Rivera	Common Stock	Grant	Aquire A	No	No	0	14	0	14

Data from 3, 4 and 5 filings. Stock values as filed, not updated for current price.

Institutional ownership Q4 2020

PFG institutional ownership history Ownership history

Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.

69.5% owned by funds/institutions

13F holders	Current	Prev Q	Change
Total holders	595	548	+8.6%
Opened positions	105	61	+72.1%
Closed positions	58	61	-4.9%
Increased positions	179	182	-1.6%
Reduced positions	206	193	+6.7%

13F shares	Current	Prev Q	Change
Total value	9.42B	7.9B	+19.2%
Total shares	189.91M	189.23M	+0.4%
Total puts	229.4K	272.3K	-15.8%
Total calls	315.8K	334.4K	-5.6%
Total put/call ratio	0.7	0.8	-10.8%

Largest owners	Shares	Value	Change
Vanguard	29.14M	$1.45B	-1.3%
BLK Blackrock	22.25M	$1.1B	-2.9%
Nippon Life Insurance	18.14M	$899.78M	0.0%
Capital Research Global Investors	15.93M	$790.49M	+18.9%
STT State Street	12.14M	$602.05M	-1.8%
BK Bank Of New York Mellon	4.83M	$239.58M	-27.1%
NTRS Northern Trust	4.65M	$230.92M	-3.2%
Geode Capital Management	4.61M	$228.14M	+1.8%
CS Credit Suisse	4.34M	$215.11M	+682.1%
Dimensional Fund Advisors	3.8M	$188.42M	+0.6%

Largest transactions	Shares	Bought/sold	Change
CS Credit Suisse	4.34M	+3.78M	+682.1%
Norges Bank	3.14M	+3.14M	NEW
Capital Research Global Investors	15.93M	+2.53M	+18.9%
Arrowstreet Capital, Limited Partnership	193.61K	-2.47M	-92.7%
BK Bank Of New York Mellon	4.83M	-1.79M	-27.1%
Ajo	0	-1.11M	EXIT
PUKPF Prudential	1.1M	-728.4K	-39.7%
BLK Blackrock	22.25M	-655.64K	-2.9%
NMR Nomura	659.56K	+641.82K	+3618.7%
Retirement Systems of Alabama	677.98K	+575.08K	+558.9%

Data from 13F filings. Stock values as filed, not updated for current price. Long positions only.

Financial report summary

Competition

Aegon N. V. - New York Shares

Content analysis

Positive
Negative
Uncertain
Constraining
Legalese
Litigous
Readability	8th grade Avg

New words: Abu, abuse, accredited, alfredo, ancillary, bench, Biden, Black, Budget, Campaign, carryforward, chain, Christopher, citing, clare, closure, collaborative, Comerica, contemplating, coupon, culture, cyber, deep, Dhabi, disadvantage, dissolution, distancing, dry, East, EMG, Emirate, encourage, ethnicity, experiential, feel, Feller, foster, Fourteenth, franchise, Gas, globe, hardship, Hartford, InBev, Interagency, intraperiod, Kathy, Kay, Kenneth, laddered, Latino, learning, listen, listening, McCullum, men, mentoring, Morningstar, OnStar, outbreak, pace, paused, perfect, poised, population, preamble, proud, Puerto, Race, recession, reformulated, relief, resumed, retroactive, retroactively, richer, Rico, rivera, score, scorecard, Sempra, sharp, shortly, signaled, site, skill, smaller, strive, struck, Sun, Sundaram, SunTrust, supply, survey, Sweden, sworn, talent, TBA, tenure, thrive, travel, wallet, women, workforce, woven, wrote

Removed: amounted, assertion, bargaining, center, childcare, clarify, compression, conduit, convertible, CTL, declined, determinable, Dunbar, efficient, element, ending, essentially, experienced, feet, focusing, freeze, frozen, Gary, gave, generation, incomplete, Insight, intermediary, interruption, Julia, Karen, Lawler, MetLife, mezzanine, midsize, occupied, occupy, occurring, offshore, overseeing, parking, peaked, plant, Punjab, relying, remained, rented, Republic, resemble, SAB, satisfactory, Scholten, situation, solution, sophistication, square, stake, systemic, Systemically, telecommunication, Timothy, transparency, warehouse

From filing 10-K 2020 FY