PFG Principal Financial Group Inc - Registered Shares


Data from SEC filings
Employee count
CEO pay ratio
CEO Salary
Median Employee Salary

ESG framework mentions

In last year of SEC filings
Sustainability Accounting Standards Board (SASB)
No mentions
Global Reporting Initiative (GRI)
No mentions
Task Force on Climate-related Financial Disclosures (TCFD)
No mentions
UN Sustainable Development Goals (SDGs)
No mentions

ESG term mentions

In last year of SEC filings
Air qualityCarbonCarbon EmissionsClimateClimate ChangeConservationEnvironmentEnvironmentalEnvironmental ProtectionGreenhouse GasGreenhouse Gas EmissionIntensityMaterialsNatural GasNatureOffsetPackagePandemicPlanetPollutionRecyclingRenewableResiliencyWasteWaterAccessAsianBenefitsBlackCalifornia Consumer Privacy ActCharitableCommunityCultureCustomerCyberCybersecurityData PrivacyData SecurityDeathDemographicsDisabilityDiversityDiversity and InclusionEmployeeEmployee EngagementEmployee Resource GroupEngagementEthnicityGenderGeneral Data Protection RegulationHealth CareHireHispanicHuman CapitalHuman ResourcesHuman RightsIncidentInjuriesLGBTQMedian SalaryMinorityPay for PerformancePerquisitesPrivacyReimbursementRetentionRetirementSafetySatisfactionSkillSkillsSocialSocietalSocietyStakeholderSupply ChainTalentTrainingUnionVolunteerWomenWorkersWorkforceAssessmentAssuranceAttorneys GeneralAuditBoard RefreshmentBonusClass Action LawsuitClassifiedClassified BoardClawbackCommitmentConflict of InterestCorporate GovernanceCorporate PurposeCorporate Social ResponsibilityDepartment ofDirector ResignationEnterprise Risk ManagementESGEthicsExecutive CompensationExpertFraudGoalsGovernanceHedgingIncentiveIncentivizeIndependenceIndependentIndependent Lead DirectorInnovationInnovativeInvestigationLawsuitLeadershipLitigationLong-termMajorityMissionNegative DiscretionOther Public Company BoardsOverseeOversightPerquisitePlaintiffProcurementProxy AccessProxy ContestPurposeReputationReputationalReputational RiskResilientResponsibilityResponsibleSelf-evaluationShareholder EngagementShareholder ProposalsSpecial MeetingStrategySupermajoritySustainabilitySustainableTargetsTaxTax Gross UpTenureTerm LimitTransparencyVoting Rights

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM

Principal Financial Group, Inc.’s (the “Company”) annual meeting of shareholders was held on May 18, 2021 (the “2021 Annual Meeting”). The matters that were voted upon at the 2021 Annual Meeting, and the number of votes cast for or against, as well as the number of abstentions and broker non-votes as to each such matter, as applicable, are set forth below. Abstentions and broker non-votes were treated as being present at the meeting for the purpose of determining a quorum, but were not counted as votes.

At the 2021 Annual Meeting, the shareholders: elected four Class II directors each for a term expiring at the Company’s 2024 Annual Meeting(1); approved, on an advisory basis, the compensation paid to the Company’s Named Executive Officers as disclosed in the Proxy Statement(2); ratified the appointment of Ernst & Young LLP as the Company’s independent auditor for 2021(3); and approved the Principal Financial Group, Inc. 2021 Stock Incentive Plan, as disclosed in the Proxy Statement(4).

The voting results were as follows:

(1)Election of Directors


Roger C. Hochschild171,297,4788,388,768330,86821,185,549
Daniel J. Houston169,574,9919,447,540994,58321,185,549
Diane C. Nordin178,107,3161,587,186322,61221,185,549
Alfredo Rivera176,834,8222,696,622485,67021,185,549

The directors whose terms of office continued and the years their terms expire are as follows:

Class III Directors Continuing in Office Whose Term Expires in 2022

Michael T. Dan
Sandra L. Helton
Blair C. Pickerell
Clare S. Richer

Class I Directors Continuing in Office Whose Term Expires in 2023

Jonathan S. Auerbach
Mary E. Beams
Jocelyn Carter-Miller
Scott M. Mills

As previously disclosed, Claudio Muruzabal was elected to the Board of Directors as a Class I director for a term commencing July 1, 2021 and expiring in 2023.

Votes For
(2)Advisory Vote to Approve Executive Compensation167,630,95511,794,267591,89221,185,549
(3)Ratification of Appointment of Independent Auditors189,084,54711,817,107301,009---
(4)Approve Principal Financial Group, Inc. 2021 Stock Incentive Plan162,881,76616,389,608745,74021,185,549