Prentiss Smith & Co is an investment advisor in Brattleboro with $473.02 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
30292076
SEC advisor number
801-17579
FINRA CRD number
110928
AUM ?
$473.02 mm
(as of 16 Nov 22)
Accounts
434
(as of 16 Nov 22)
Employees
9
(7 investment advisory or research)
Address
Prentiss Smith & Co
950 WESTERN AVENUE
BRATTLEBORO
VT 05301
950 WESTERN AVENUE
BRATTLEBORO
VT 05301
Office hours
Monday - Friday, 8:00 AM - 5:00 PM
Phone
8022542913
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Smith, Prentiss, Charles | Treasurer/owner | 09/1982 | 10-25% |
Borst, Karlie, Packard | Secretary, Vice President and Chief Compliance Officer | 07/1993 | < 5% |
Richardson, Martha, Mcmahon | Director | 08/2005 | < 5% |
Smith, Prentiss, Richardson | President/director/owner | 08/2005 | 10-25% |
Smith, Elizabeth, Richardson | Owner | 01/2006 | 10-25% |
Noah R. Smith | Owner | 12/2006 | 10-25% |
Aidan M. Smith | Owner | 12/2006 | 10-25% |
Jazmin E. Smith Trust | Owner | 12/2006 | 10-25% |
Smith, Whitney, P | Owner | 02/2006 | 10-25% |
Epstein, Richard, Aldis | Trustee | 12/2006 | 10-25% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
2 Feb 24
13F-HR
Quarterly holdings report by institutional manager
24 Oct 23
13F-HR
Quarterly holdings report by institutional manager
2 Aug 23
13F-HR
Quarterly holdings report by institutional manager
28 Apr 23
13F-HR
Quarterly holdings report by institutional manager
31 Jan 23
13F-HR
Quarterly holdings report by institutional manager
21 Oct 22
13F-HR
Quarterly holdings report by institutional manager
12 Aug 22
13F-HR
Quarterly holdings report by institutional manager
9 May 22
13F-HR
Quarterly holdings report by institutional manager
28 Jan 22
13F-HR
Quarterly holdings report by institutional manager
19 Oct 21