Latest filings (excl ownership)
DEF 14A
Definitive proxy
29 Apr 24
8-K
Changes in Registrant's Certifying Accountant
19 Apr 24
PRE 14A
Preliminary proxy
18 Apr 24
10-K
2023 FY
Annual report
15 Apr 24
NT 10-K
Notice of late annual filing
1 Apr 24
10-Q
2023 Q3
Quarterly report
14 Nov 23
10-Q
2023 Q2
Quarterly report
14 Aug 23
8-K
Changes in Registrant's Certifying Accountant
30 Jun 23
8-K
Changes in Registrant's Certifying Accountant
20 Jun 23
10-Q
2023 Q1
Quarterly report
19 May 23
NT 10-Q
Notice of late quarterly filing
15 May 23
DEFA14A
Additional proxy soliciting materials
27 Apr 23
DEF 14A
Definitive proxy
27 Apr 23
10-K
2022 FY
Annual report
17 Apr 23
8-K
Material Modifications to Rights of Security Holders
4 Apr 23
NT 10-K
Notice of late annual filing
31 Mar 23
8-K
Departure of Directors or Certain Officers
10 Feb 23
S-8
Registration of securities for employees
22 Dec 22
10-Q
2022 Q3
Quarterly report
18 Nov 22
NT 10-Q
Notice of late quarterly filing
14 Nov 22
10-Q
2022 Q2
Quarterly report
12 Aug 22
10-Q
2022 Q1
Quarterly report
16 May 22
10-K
2021 FY
Annual report
12 Apr 22
NT 10-K
Notice of late annual filing
31 Mar 22
8-K
Charlie’s Holdings Appoints Edward Carmines, Ph.D., Accomplished Scientist and PMTA Expert, to Board of Directors
3 Mar 22
DEF 14C
Information statement
4 Feb 22
10-Q
2021 Q3
Quarterly report
15 Nov 21
8-K
Charlie’s Holdings Announces Board Changes in Preparation for Uplist to National Securities Exchange
3 Nov 21
10-Q
2021 Q2
Quarterly report
16 Aug 21
8-K
Charlie's Holdings Announces Reverse Stock Split
16 Jun 21
8-K
Departure of Directors or Certain Officers
28 May 21
8-K
Entry into a Material Definitive Agreement
26 May 21
10-Q
2021 Q1
Quarterly report
17 May 21
8-K
Charlie’s Holdings Names Matt Montesano CFO and Appoints David Allen to the Board of Directors
13 May 21
8-K
Entry into a Material Definitive Agreement
6 Apr 21
10-K
2020 FY
Annual report
2 Apr 21
D
$3M in equity / securities to be acquired, sold $3M, 2 investors
1 Apr 21
NT 10-K
Notice of late annual filing
31 Mar 21
8-K
Charlie’s Holdings Closes $3 Million Capital Raise with Founders
23 Mar 21
8-K
Entry into a Material Definitive Agreement
20 Jan 21
Latest ownership filings
SC 13G/A
Iroquois Capital Management, LLC
12 Feb 24
4
Edward Carmines
4 Dec 23
4
Matthew P Montesano
24 Nov 23
4
Ryan Stump
24 Nov 23
4
HENRY SICIGNANO III
24 Nov 23
4
Michael D King
24 Nov 23
4
Scot Cohen
24 Nov 23
4
Edward Carmines
24 Nov 23
4
Jeffrey G Fox
24 Nov 23
3
Michael D King
26 Jun 23
4
Edward Carmines
17 Feb 23
SC 13G/A
Iroquois Capital Management, LLC
13 Feb 23
4
Jeffrey G Fox
6 Jan 23
4
HENRY SICIGNANO III
6 Jan 23
4
Matthew P Montesano
6 Jan 23
4
Edward Carmines
6 Jan 23
4
Scot Cohen
6 Jan 23
4
Ryan Stump
6 Jan 23
4
Edward Carmines
12 Dec 22
4
Ryan Stump
5 Dec 22
4
Matthew P Montesano
1 Dec 22
4
HENRY SICIGNANO III
30 Nov 22
4
Edward Carmines
9 Mar 22
3
Edward Carmines
9 Mar 22
4
HENRY SICIGNANO III
7 Mar 22
4
Adam Mirkovich
4 Mar 22
4
Scot Cohen
4 Mar 22
4
Jeffrey G Fox
4 Mar 22
4
Matthew P Montesano
4 Mar 22
SC 13D/A
Smith Vincent C
18 Feb 22
4
Jeffrey G Fox
3 Nov 21
SC 13G
Iroquois Capital Management, LLC
21 Sep 21
4
Keith Stump
28 May 21
4
HENRY SICIGNANO III
13 May 21
3
Matthew P Montesano
13 May 21
3
HENRY SICIGNANO III
6 Apr 21
4
David R Allen
23 Mar 21
4
Keith Stump
23 Mar 21
4
Ryan Stump
23 Mar 21
4
Brandon Stump
23 Mar 21