Northern Oak Wealth Management is an investment advisor in Milwaukee with $966.86 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Haker Zellmer Investment Management Inc, Northern Oak Capital Management Inc
SEC CIK
IRS number
391230894
SEC advisor number
801-11335
FINRA CRD number
105435
AUM ?
$966.86 mm
(as of 3 Nov 22)
Accounts
434
(as of 3 Nov 22)
Employees
10
(6 investment advisory or research)
Address
Northern Oak Wealth Management
555 E. WELLS ST. STE 1625
MILWAUKEE
WI 53202
555 E. WELLS ST. STE 1625
MILWAUKEE
WI 53202
Office hours
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Phone
4142780590
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Becker, David, Paul | President | 04/2001 | < 5% |
Bappert, Matthew, Frank | Senior Portfolio Manager | 01/2016 | < 5% |
Cushing, Ryan, Joseph | Director and Treasurer | 01/2019 | < 5% |
Steiner, James, Paul | Chairman and Chief Investment Officer | 05/2022 | < 5% |
Old National Bancorp, Inc. | Shareholder | 02/2022 | > 75% |
Schupp, August, Henry | Director and Secretary | 03/2022 | < 5% |
Marx, Timothy, Allen | Vice President | 05/2022 | < 5% |
Brooks, Robert, Anthony | Senior Portfolio Manager | 05/2022 | < 5% |
Claybon, John, Clifford | Senior Managing Director | 09/2022 | < 5% |
Bucur, David, Ross | Chief Compliance Officer | 11/2022 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
11 Jan 24
13F-HR
Quarterly holdings report by institutional manager
24 Oct 23
13F-HR
Quarterly holdings report by institutional manager
31 Jul 23
13F-HR
Quarterly holdings report by institutional manager
9 May 23
13F-HR
Quarterly holdings report by institutional manager
13 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
16 Aug 22
13F-HR
Quarterly holdings report by institutional manager
24 May 22
13F-HR
Quarterly holdings report by institutional manager
16 Feb 22
13F-HR
Quarterly holdings report by institutional manager
15 Nov 21