Latest filings (excl ownership)
SC TO-I/A
Issuer tender offer statement (amended)
17 Apr 24
N-CEN
Annual report (registered investment company)
14 Mar 24
SC TO-I
Issuer tender offer statement
12 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
4 Mar 24
DEF 14A
Definitive proxy
2 Nov 23
8-K
Other Events
26 Sep 23
SC TO-I/A
Issuer tender offer statement (amended)
20 Sep 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Sep 23
N-PX
Annual report of proxy voting record
29 Aug 23
CORRESP
Correspondence with SEC
25 Aug 23
SC TO-C
Information about tender offer
14 Aug 23
SC TO-I
Issuer tender offer statement
14 Aug 23
8-K
Other Events
16 Jun 23
8-K
Other Events
12 Apr 23
N-CEN
Annual report (registered investment company)
15 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 23
8-K
Other Events
22 Dec 22
8-K
Pimco Closed-end Funds Declare
2 Dec 22
DEF 14A
Definitive proxy
3 Nov 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Sep 22
N-PX
Annual report of proxy voting record
29 Aug 22
N-CEN
Annual report (registered investment company)
14 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
7 Mar 22
DEF 14A
Definitive proxy
1 Nov 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Sep 21
N-PX
Annual report of proxy voting record
30 Aug 21
RW
Registration withdrawal request
26 Jul 21
8-K
Other Events
23 Jul 21
N-CEN
Annual report (registered investment company)
12 Mar 21
N-CSR
Certified annual shareholder report (management investment company)
4 Mar 21
DEF 14A
Definitive proxy
30 Oct 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
28 Aug 20
N-PX
Annual report of proxy voting record
27 Aug 20
N-CEN
Annual report (registered investment company)
12 Mar 20
N-CSR
Certified annual shareholder report (management investment company)
28 Feb 20
8-K
Regulation FD Disclosure
3 Jan 20
DFAN14A
Additional proxy materials by non-management
11 Dec 19
DEFA14A
Additional proxy soliciting materials
3 Dec 19
DEFA14A
Additional proxy soliciting materials
25 Nov 19
DFAN14A
Additional proxy materials by non-management
22 Nov 19
Latest ownership filings
SC 13D
BANK OF AMERICA CORP /DE/
24 Apr 24
3
Initial statement of insider ownership
24 Apr 24
4
Change in insider ownership
18 Apr 24
SC 13G/A
UBS Group AG
17 Apr 24
NPORT-P
N/a (Dec 2023 report)
27 Feb 24
3
Jing Yang
5 Feb 24
3
Alejandro Eduardo Kersman
5 Feb 24
3
GREG ELLIOT SHARENOW
5 Feb 24
3
ALFRED T MURATA
5 Feb 24
3
Quynh-Chi Hoang Vu
17 Jan 24
3
Jason Ross Stern
17 Jan 24
3
Paul Thomas Wildermuth
17 Jan 24
3
Laine Elizabeth Pacetti
17 Jan 24
3
Shivanand Narain
17 Jan 24
3
Colleen Patrice McLaughlin
17 Jan 24
3
Matthew Louis Goodman
17 Jan 24
3
Alyssa Michele Creighton
17 Jan 24
3
Carol Kar-lon Chan
17 Jan 24
3
Sung-Hee Suh
4 Jan 24
NPORT-P
N/a (Sep 2023 report)
28 Nov 23
SC 13G/A
UBS Group AG
2 Oct 23
SC 13D
WELLS FARGO & COMPANY/MN
22 Sep 23
NPORT-P
N/a (Jun 2023 report)
28 Aug 23
3
Kyle Francis Christine
25 Aug 23
NPORT-P
N/a (Mar 2023 report)
26 May 23
3
Elizabeth Davis Cantrill
3 May 23
SC 13G/A
UBS Group AG
24 Apr 23
3
Gregory John Mason
24 Mar 23
3
Maria Marchenko Golota
24 Mar 23
3
Jason Raul Duran
24 Mar 23
NPORT-P
N/a (Dec 2022 report)
1 Mar 23
3
QI WANG
3 Feb 23
3
Vishalakshi Mangala Ananthanarayanan
3 Feb 23
3
Sonali Shah Pier
3 Feb 23
3
Jason Robert Steiner
3 Feb 23
NPORT-P
N/a (Sep 2022 report)
28 Nov 22
SC 13D/A
WELLS FARGO & COMPANY/MN
23 Nov 22
3
Kenneth W. Lee
1 Sep 22
NPORT-P
N/a (Jun 2022 report)
29 Aug 22
3
Douglas Benjamin Burrill
25 Aug 22