Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Wedbush Morgan Securities Inc
SEC CIK
IRS number
952495390
SEC advisor number
801-6358
FINRA CRD number
877
AUM ?
$4.50 bn
(as of 29 Sep 23)
Accounts
9,055
(as of 29 Sep 23)
Employees
953
(227 investment advisory or research)
Address
Wedbush Securities
1000 WILSHIRE BLVD., SUITE 900
ATTN: BUSINESS CONDUCT DEPT.
LOS ANGELES
CA 90017
1000 WILSHIRE BLVD., SUITE 900
ATTN: BUSINESS CONDUCT DEPT.
LOS ANGELES
CA 90017
Phone
213-688-8090
Latest filings (excl ownership)
MA-W
Municipal Advisor notice of withdrawal
21 Jul 23
MA-I/A
Municipal Advisor registration (individual) (amended)
19 Jul 23
MA-I/A
Municipal Advisor registration (individual) (amended)
11 Oct 22
MA-A
Municipal Advisor registration (firm) (update)
14 Oct 21
MA-I/A
Municipal Advisor registration (individual) (amended)
18 Feb 21
MA/A
Municipal Advisor registration (firm) (amended)
27 Jan 21
MA/A
Municipal Advisor registration (firm) (amended)
14 Dec 20
MA/A
Municipal Advisor registration (firm) (amended)
2 Nov 20
MA-I/A
Municipal Advisor registration (individual) (amended)
7 Oct 20
MA-I/A
Municipal Advisor registration (individual) (amended)
7 Oct 20
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
12 Feb 24
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
14 Aug 23
13F-HR
Quarterly holdings report by institutional manager
9 May 23
13F-HR
Quarterly holdings report by institutional manager
31 Jan 23
13F-HR
Quarterly holdings report by institutional manager
17 Oct 22
13F-HR
Quarterly holdings report by institutional manager
21 Jul 22
13F-HR
Quarterly holdings report by institutional manager
19 Apr 22
13F-HR
Quarterly holdings report by institutional manager
13 Jan 22
4/A
JMP GROUP LLC
18 Nov 21