Penn Capital Management is an investment advisor in Philadelphia with $1.77 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Industry
SEC CIK
IRS number
222796848
SEC advisor number
801-31452
FINRA CRD number
105081
AUM ?
$1.77 bn
(as of 6 Jun 23)
Accounts
986
(as of 6 Jun 23)
Employees
23
(15 investment advisory or research)
Address
Penn Capital Management
1200 INTREPID AVENUE
SUITE 400
PHILADELPHIA
PA 19112
1200 INTREPID AVENUE
SUITE 400
PHILADELPHIA
PA 19112
Office hours
Monday - Friday, 8:00 AM TO 5:00 PM
Phone
2153021500
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Hocker, Kirsten, a | President | 01/2021 | < 5% |
Spouting Rock Asset Management, LLC | Owner | 03/2021 | 25-50% |
525 Holding Company, Inc. | Owner | 12/2020 | 25-50% |
Smith, Andrew, Alasdair | Chief Executive Officer | 03/2021 | < 5% |
Hocker, Richard, Alan | Chief Executive Officer | 11/2020 | 25-50% |
Hocker, Marcia, Ann | President | 11/2020 | 25-50% |
Spouting Rock Financial Partners, LLC | Owner | 01/2008 | > 75% |
Daly, Andrew, Mclean | Chief Operating Officer | 08/2021 | < 5% |
Shields, Jennifer, Meredith | General Counsel and Chief Compliance Officer | 02/2023 | < 5% |
Parsons, Gregory, Allen | Elected Manager | 06/2013 | |
Coyne, John, Edward | Elected Manager | 06/2020 | |
Smith, Andrew, Alasdair | Elected Manager | 06/2020 | 25-50% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
14 Feb 24
13F-HR
Quarterly holdings report by institutional manager
15 Nov 23
13F-HR
Quarterly holdings report by institutional manager
14 Aug 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
15 May 23
13F-HR
Quarterly holdings report by institutional manager
12 May 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
14 Feb 23
13F-HR
Quarterly holdings report by institutional manager
13 Feb 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
9 Dec 22
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
15 Aug 22