Lau Associates is an investment advisor in Greenville with $650.00 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Lau & Associates LTD, Lauolmstead LLC
SEC CIK
IRS number
510285349
SEC advisor number
801-24354
FINRA CRD number
105608
AUM ?
$650.00 mm
(as of 29 Oct 19)
Accounts
161
(as of 29 Oct 19)
Employees
7
(3 investment advisory or research)
Address
Lau Associates
20 MONTCHANIN ROAD
SUITE 110
GREENVILLE
DE 19807
20 MONTCHANIN ROAD
SUITE 110
GREENVILLE
DE 19807
Office hours
Monday - Friday, 9:00 AM - 5:00 PM
Phone
3027925955
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Bryn Mawr Bank Corporation | Sole Member | 07/2008 | > 75% |
Peterson, Lucinda, Lea | Chief Financial Officer | 11/2008 | < 5% |
Wellman, Stephen, Michael | Chief Compliance Officer | 07/2019 | < 5% |
Wellman, Stephen, Michael | President | 10/2019 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
5 Feb 20
13F-HR
Quarterly holdings report by institutional manager
2 Oct 19
13F-HR
Quarterly holdings report by institutional manager
18 Jul 19
13F-HR
Quarterly holdings report by institutional manager
6 May 19
13F-HR
Quarterly holdings report by institutional manager
6 Feb 19
13F-HR
Quarterly holdings report by institutional manager
12 Oct 18
13F-HR
Quarterly holdings report by institutional manager
13 Jul 18
13F-HR
Quarterly holdings report by institutional manager
5 Apr 18
13F-HR
Quarterly holdings report by institutional manager
23 Jan 18
13F-HR
Quarterly holdings report by institutional manager
10 Oct 17