nuveen is one of the world's largest asset managers, serving institutions, financial intermediaries and individual investors in more than 30 countries, providing investment expertise across the capital structure. in partnership with advisors and consultants, we create outcome-focused solutions that help investors achieve a more secure financial future. recognized as a leader in income generation, alternative investments and responsible investing, nuveen has award-winning capabilities that span both public and private asset classes. our investment approach is fueled by diversity of thought and a network of specialized investment teams with independent processes and best-in-class expertise.as the investment manager of tiaa, we honor a 100-plus year legacy of service and innovation based on enduring principles established by john nuveen and andrew carnegie. inspired by their vision, backed by size and scale, and empowered by private ownership, we are uniquely positioned to contribute mea
Company profile
Ticker
NEA
Exchange
CEO
Cedric H. Antosiewicz
Employees
Incorporated
Location
Fiscal year end
Former names
NUVEEN AMT-FREE MUNICIPAL INCOME FUND, NUVEEN INSURED TAX FREE ADVANTAGE MUNICIPAL FUND
SEC CIK
IRS number
30487030
NEA stock data
Latest filings (excl ownership)
8-K
Regulation FD Disclosure
6 Mar 24
N-CEN
Annual report (registered investment company)
16 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
5 Jan 24
424B3
Prospectus supplement
2 Jan 24
RW
Registration withdrawal request
9 Nov 23
8-K
Departure of Directors or Certain Officers
13 Oct 23
424B3
Prospectus supplement
13 Oct 23
424B3
Prospectus supplement
13 Oct 23
N-14 8C
Registration statement for closed-end investment company
3 Oct 23
N-PX
Annual report of proxy voting record
21 Aug 23
Latest ownership filings
4
DAVID J LAMB
27 Mar 24
NPORT-P
Nuveen AMT-Free Quality Municipal Income Fund (Jan 2024 report)
22 Mar 24
3
Mary Beth Ramsay
11 Mar 24
3
James N Nelson III
8 Mar 24
SC 13D/A
Karpus Management, Inc.
4 Mar 24
4
PAUL L BRENNAN
12 Jan 24
3
LOREN M STARR
11 Jan 24
3
THOMAS J KENNY
11 Jan 24
3
Michael A Forrester
11 Jan 24
3
Joseph A Boateng
11 Jan 24
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Nuveen AMT-Free Quality Municipal Income Fund | – | 12.20 | 4.10 | -0.29 | 6.32 bn | 1,189 | Jan 2024 |
Institutional ownership, Q3 2023
31.4% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 278 |
Opened positions | 30 |
Closed positions | 31 |
Increased positions | 86 |
Reduced positions | 87 |
13F shares | Current |
---|---|
Total value | 900.19 bn |
Total shares | 93.86 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Karpus Management | 20.65 mm | $199.88 bn |
Rivernorth Capital Management | 11.03 mm | $106.77 bn |
MS Morgan Stanley | 8.67 mm | $83.88 bn |
Bramshill Investments | 5.92 mm | $57.29 bn |
Sit Investment Associates | 4.05 mm | $39.20 bn |
Saba Capital Management | 2.94 mm | $28.46 bn |
Logan Stone Capital | 1.81 mm | $17.48 bn |
Allspring Global Investments | 1.73 mm | $16.72 bn |
Hennion & Walsh Asset Management | 1.70 mm | $16.49 bn |
BAC Bank Of America | 1.67 mm | $16.18 bn |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
27 Mar 24 | David J Lamb | Common Stock | Buy | Acquire P | No | No | 11.04 | 6,000 | 66.24 k | 6,000 |
12 Jan 24 | Paul L Brennan | Common Stock | Sell | Dispose S | No | No | 11.012 | 328 | 3.61 k | 0 |