Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
10 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
29 Dec 23
DEF 14A
Definitive proxy
18 Aug 23
N-PX
Annual report of proxy voting record
17 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Jul 23
N-CEN
Annual report (registered investment company)
12 Jan 23
N-CSR
Certified annual shareholder report (management investment company)
30 Dec 22
N-PX
Annual report of proxy voting record
24 Aug 22
DEF 14A
Definitive proxy
16 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
30 Jun 22
N-CEN
Annual report (registered investment company)
13 Jan 22
N-CSR
Certified annual shareholder report (management investment company)
30 Dec 21
N-PX
Annual report of proxy voting record
25 Aug 21
DEF 14A
Definitive proxy
20 Aug 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Jul 21
N-CEN
Annual report (registered investment company)
12 Jan 21
N-CSR
Certified annual shareholder report (management investment company)
31 Dec 20
DEF 14A
Definitive proxy
25 Aug 20
N-PX
Annual report of proxy voting record
19 Aug 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Jul 20
N-CEN
Annual report (registered investment company)
14 Jan 20
N-CSR
Certified annual shareholder report (management investment company)
2 Jan 20
8-K
Regulation FD Disclosure
4 Nov 19
DEF 14A
Definitive proxy
16 Aug 19
N-PX
Annual report of proxy voting record
31 Jul 19
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Jul 19
N-CEN
Annual report (registered investment company)
14 Jan 19
N-CSR
Certified annual shareholder report (management investment company)
4 Jan 19
POS EX
Additional exhibits for listing
27 Aug 18
N-PX
Annual report of proxy voting record
7 Aug 18
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Jul 18
425
Business combination disclosure
29 Jun 18
425
Business combination disclosure
29 Jun 18
425
Business combination disclosure
13 Jun 18
425
Business combination disclosure
13 Jun 18
425
Business combination disclosure
31 May 18
425
Business combination disclosure
31 May 18
EFFECT
Notice of effectiveness
30 May 18
N-14 8C/A
Registration statement for closed-end investment company (amended)
24 May 18
CORRESP
Correspondence with SEC
24 May 18
Latest ownership filings
4
Nancy E. Stuebe
2 May 24
NPORT-P
Advent Convertible and Income Fund (Jan 2024 report)
26 Mar 24
SC 13G
MORGAN STANLEY
12 Feb 24
4
Nancy E. Stuebe
2 Feb 24
NPORT-P
Advent Convertible and Income Fund (Oct 2023 report)
29 Dec 23
4
TRACY V MAITLAND
22 Dec 23
4
Nancy E. Stuebe
8 Nov 23
NPORT-P
Advent Convertible and Income Fund (Jul 2023 report)
28 Sep 23
4
Nancy E. Stuebe
2 Aug 23
4
TRACY V MAITLAND
18 Jul 23
4
CAPITAL MANAGEMENT /DE/ ADVENT
18 Jul 23
144
Notice of proposed sale of securities
14 Jul 23
NPORT-P
Advent Convertible and Income Fund (Apr 2023 report)
28 Jun 23
3
Stephen Ellwood
26 Jun 23
4/A
Nancy E. Stuebe
13 Jun 23
4
Nancy E. Stuebe
17 May 23
NPORT-P
Advent Convertible and Income Fund (Jan 2023 report)
28 Mar 23
SC 13G/A
MORGAN STANLEY
8 Feb 23
4
Nancy E. Stuebe
26 Jan 23
NPORT-P
Advent Convertible and Income Fund (Oct 2022 report)
28 Dec 22
4
Nancy E. Stuebe
24 Oct 22
NPORT-P
Advent Convertible and Income Fund (Jul 2022 report)
29 Sep 22
NPORT-P
Advent Convertible and Income Fund (Apr 2022 report)
28 Jun 22
4
Nancy E. Stuebe
13 May 22
NPORT-P
Advent Convertible and Income Fund (Jan 2022 report)
29 Mar 22
4
Nancy E. Stuebe
14 Mar 22
SC 13G/A
MORGAN STANLEY
9 Feb 22
3
Kathleen Capital Management Olin
18 Jan 22
4
Randall C Barnes
13 Jan 22
4
Randall C Barnes
11 Jan 22
4
Nancy E. Stuebe
7 Jan 22
4
GERALD L SEIZERT
6 Jan 22
4
Randall C Barnes
5 Jan 22
4
Randall C Barnes
30 Dec 21
4
TRACY V MAITLAND
29 Dec 21
4
CAPITAL MANAGEMENT /DE/ ADVENT
29 Dec 21
144
Notice of proposed sale of securities
27 Dec 21
NPORT-P
Advent Convertible and Income Fund (Oct 2021 report)
23 Dec 21
SC 13G/A
MORGAN STANLEY
10 Dec 21
4
GERALD L SEIZERT
24 Nov 21