we are a global investment solutions provider with more than 2,000 dedicated professionals in 12 countries focused on a single mission: to manage risks and deliver returns for our clients. we manage investments for a wide range of clients, including public and private pension and retirement plans and others assets on behalf of millions of people from all walks of life around the world. we are also advisors and asset managers to companies, central banks, educational institutions, financial advisors, foundations and endowments. we are long-term investors and thought leaders. our insights and solutions stem from a proven investment process that produces both cyclical (short-term) and secular (three- to five- year) macroeconomic views and that combines those forecasts with in-depth credit research, security analysis and risk management. we focus intensely on providing superior service. from our founding in 1971, pimco's team of investment professionals has been dedicated to client se
Company profile
Ticker
PHK
Exchange
CEO
Julian Sluyters
Employees
Location
Fiscal year end
SEC CIK
Corporate docs
IRS number
383676799
PHK stock data
Latest filings (excl ownership)
SC TO-I
Issuer tender offer statement
12 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Mar 24
424B3
Prospectus supplement
26 Sep 23
8-K
Other Events
26 Sep 23
SC TO-I/A
Issuer tender offer statement (amended)
20 Sep 23
N-CEN
Annual report (registered investment company)
12 Sep 23
N-CSR
Certified annual shareholder report (management investment company)
31 Aug 23
N-PX
Annual report of proxy voting record
29 Aug 23
SC TO-C
Information about tender offer
14 Aug 23
SC TO-I
Issuer tender offer statement
14 Aug 23
Latest ownership filings
NPORT-P
N/a (Dec 2023 report)
27 Feb 24
3
Jing Yang
5 Feb 24
3
Alejandro Eduardo Kersman
5 Feb 24
3
GREG ELLIOT SHARENOW
5 Feb 24
3
Quynh-Chi Hoang Vu
17 Jan 24
3
Jason Ross Stern
17 Jan 24
3
Paul Thomas Wildermuth
17 Jan 24
3
Laine Elizabeth Pacetti
17 Jan 24
3
Shivanand Narain
17 Jan 24
3
Colleen Patrice McLaughlin
17 Jan 24
Institutional ownership, Q3 2023
11.3% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 111 |
Opened positions | 24 |
Closed positions | 10 |
Increased positions | 31 |
Reduced positions | 25 |
13F shares | Current |
---|---|
Total value | 64.07 bn |
Total shares | 16.50 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Rivernorth Capital Management | 2.80 mm | $12.35 bn |
Penserra Capital Management | 1.74 mm | $7.67 bn |
MS Morgan Stanley | 1.48 mm | $6.53 bn |
Cambridge Investment Research Advisors | 1.07 mm | $4.71 mm |
LPL Financial | 796.45 k | $3.52 bn |
IVZ Invesco | 768.13 k | $3.40 bn |
BAC Bank Of America | 730.33 k | $3.23 bn |
Commonwealth Equity Services | 692.98 k | $3.06 mm |
Advisor | 539.75 k | $2.39 bn |
Procyon Private Wealth Partners | 537.89 k | $2.38 bn |
Press releases
Certain PIMCO Closed-End Funds Announce Tender Offers for Auction Rate Preferred Shares
12 Mar 24
Pimco Closed-End Funds Declare Monthly Common Share Distributions
1 Mar 24
PIMCO Closed-End Funds Declare Monthly Common Share Distributions
1 Feb 24
PIMCO Closed-End Funds Declare Monthly Common Share Distributions
2 Jan 24