Avalon Investment & Advisory is a fund manager in Houston with $7.30 bn assets under management.
Company profile
Website
Employees
Location
Fiscal year end
Industry
Former names
Avalon Advisors L P, Avalon Advisors, LLC, Avalon Advisors. LLC
SEC CIK
IRS number
760676982
SEC advisor number
801-60244
FINRA CRD number
112556
AUM ?
$7.30 bn
(as of 14 Jun 23)
Accounts
2,101
(as of 14 Jun 23)
Employees
55
(32 investment advisory or research)
Address
Avalon Investment & Advisory
2929 ALLEN PARKWAY
SUITE 3000
HOUSTON
TX 77019-7124
2929 ALLEN PARKWAY
SUITE 3000
HOUSTON
TX 77019-7124
Office hours
Monday - Friday, 7:30 A.M. TO 5:00 P.M.
Phone
(713) 238-2050
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Roupe, Thomas, Allen | Chief Executive Officer | 01/2020 | < 5% |
Nakamura, Larry, Triston | Chief Compliance Officer | 05/2023 | < 5% |
Ci Private Wealth, LLC | Owner | 05/2023 | > 75% |
Cipw Holdings, LLC | Owner | 01/2022 | > 75% |
Ci Us Holdings, Inc. | Owner | 02/2023 | > 75% |
Ci Financial Corp. | Owner | 11/2019 | > 75% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Avalon Investment & Advisory | $7.30 bn | |
Avalon Carlyle Private Equity Fund I, LP | $20.85 mm | Private Equity Fund |
Avalon Global Real Assets Fund, LP | $76.50 mm | Private Equity Fund |
Avalon High Income Municipal Fund, L.P. | $87.51 mm | Other Private Fund |
Avalon Investment Partners, LLC (Class 2019 Avenue Value) | $141.83 k | Other Private Fund |
Avalon Investment Partners, LLC (Class 2020 HS Iii) | $16.72 mm | Private Equity Fund |
Avalon Investment Partners, LLC (Class 2020 HS LTC) | $14.15 mm | Private Equity Fund |
Avalon Investment Partners, LLC (Class 2020 Private Capital Pe-v-re) | $67.48 mm | Other Private Fund |
Avalon Investment Partners, LLC (Class 2020 Private Capital Pe-v) | $62.23 mm | Private Equity Fund |
Avalon Investment Partners, LLC (Class Diversifying Strategies) | $104.90 mm | Other Private Fund |
Avalon Investment Partners, LLC (Class Emerging Markets Debt) | $36.04 mm | Other Private Fund |
Avalon Investment Partners, LLC (Class Emerging Markets Equities) | $2.43 mm | Other Private Fund |
Avalon Investment Partners, LLC (Class Ghost Tree) | $66.61 mm | Private Equity Fund |
Avalon Investment Partners, LLC (Class Global Equities) | $26.22 mm | Other Private Fund |
Avalon Investment Partners, LLC (Class Income Producing Real Assets) | $295.65 mm | Other Private Fund |
Avalon Investment Partners, LLC (Class Menai Diversified) | $1.57 mm | Private Equity Fund |
Avalon Investment Partners, LLC (Class Menai Opportunities) | $1.23 mm | Private Equity Fund |
Avalon Investment Partners, LLC (Class Private Fund Ii) | $24.58 mm | Private Equity Fund |
Avalon Investment Partners, LLC (Class Private Real Estate Fund I) | $1.98 mm | Private Equity Fund |
Avalon Private Energy Fund, LP | $46.61 mm | Private Equity Fund |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
13 Feb 23
13F-HR
Quarterly holdings report by institutional manager
1 Nov 22
13F-HR
Quarterly holdings report by institutional manager
10 Aug 22
13F-HR
Quarterly holdings report by institutional manager
17 May 22
13F-HR
Quarterly holdings report by institutional manager
14 Feb 22
13F-HR
Quarterly holdings report by institutional manager
8 Nov 21
13F-HR
Quarterly holdings report by institutional manager
29 Jul 21
13F-HR
Quarterly holdings report by institutional manager
13 May 21
13F-HR
Quarterly holdings report by institutional manager
8 Feb 21