Columbus Circle Investors is an investment advisor in Stamford with $2.33 bn assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
61404803
SEC advisor number
801-47516
FINRA CRD number
111878
AUM ?
$2.33 bn
(as of 2 Jun 20)
Accounts
39
(as of 2 Jun 20)
Employees
33
(15 investment advisory or research)
Office hours
Monday - Friday, 9:00 AM TO 5:00 PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Ccip, LLC | General Partner | 06/1999 | > 75% |
Fox, Clifford, G | Senior Managing Director | 01/2000 | < 5% |
Principal Global Columbus Circle LLC | General Partner | 01/2005 | < 5% |
Principal Global Investors | Member | 01/2005 | > 75% |
Principal Global Investors, LLC | Sole Member, 100% Owner | 01/2005 | > 75% |
Principal Life Insurance Company | Sole Member, 100% Owner | 09/1998 | > 75% |
Principal Financial Services, Inc. | 100% Owner | 10/2001 | > 75% |
Principal Financial Group, Inc. | 100% Owner | 10/2001 | > 75% |
Penrod, J Markham | Chief Compliance Officer | 09/2015 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
20 Jan 21
13F-HR
Quarterly holdings report by institutional manager
27 Oct 20
13F-HR
Quarterly holdings report by institutional manager
27 Jul 20
13F-HR
Quarterly holdings report by institutional manager
28 Apr 20
13F-HR
Quarterly holdings report by institutional manager
24 Jan 20
13F-HR
Quarterly holdings report by institutional manager
29 Oct 19
13F-HR
Quarterly holdings report by institutional manager
2 Aug 19
13F-HR
Quarterly holdings report by institutional manager
22 Apr 19
13F-HR
Quarterly holdings report by institutional manager
6 Feb 19
13F-HR
Quarterly holdings report by institutional manager
29 Oct 18