Steward Partners Investment Solutions is an investment advisor in Portland with $822.87 mm assets under management.
Company profile
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
930125240
SEC advisor number
801-67179
FINRA CRD number
1254
AUM ?
$822.87 mm
(as of 27 Apr 23)
Accounts
2,043
(as of 27 Apr 23)
Employees
59
(25 investment advisory or research)
Office hours
Monday - Friday, 7:00 AM - 4:00 PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Winterbourne, Jeani Theresa | Chief Operating Officer | 08/2010 | < 5% |
Chang, Steven Byungkwan | Chief Compliance Officer | 09/2019 | < 5% |
Steward Partners Holdings, LLC | Owner | 04/2021 | > 75% |
Martinez, Roberto Antonio | Aml Officer | 07/2022 | < 5% |
Saporta, Hy Jamie | CEO | 10/2022 | < 5% |
Faber, Joseph S | Chief Financial Officer | 10/2022 | < 5% |
Ruhlin, Peter Eric | Chief Legal Officer | 10/2022 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings