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ALIM Alimera Sciences

Employees

Data from SEC filings
Employee count

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM
Summary of Proposals Submitted to Stockholders

At the Annual Meeting, the following proposals were submitted to the stockholders of the Company, as set forth in the Company’s definitive proxy statement on Schedule 14A filed with the SEC on April 30, 2021 (the “Proxy Statement”):

Proposal 1:The election of two directors to serve as Class II directors for a term of three years until the 2024 annual meeting of stockholders.
Proposal 1:Approval of an amendment to the 2019 Plan to increase the number of shares of common stock reserved for issuance thereunder by 1,000,000.
Proposal 3:The ratification of the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021.
Proposal 4:The approval, on an advisory basis, of the compensation of the Company’s named executive officers.


Voting Results

On the record date, there were (a) 6,898,437 shares of common stock outstanding and entitled to vote and (b) shares of our outstanding Series A Preferred Stock entitled to 542,373 votes in the aggregate. Of the 7,440,810 votes that were eligible to be cast by the holders of common stock and Series A Preferred Stock at the Annual Meeting, 5,746,716 votes, or approximately 77.2% of the total, were represented at the meeting in person or by proxy, constituting a quorum. The number of votes cast for, against or withheld, as well as abstentions and broker non-votes, if applicable, in respect of each such matter is set forth below:

Proposal 1:Election of Directors.


The Company’s stockholders elected the following directors to serve as Class II directors until the 2024 annual meeting of stockholders. The votes regarding the election of these directors were as follows:

DirectorsVotes ForVotes WithheldBroker Non-Votes
Richard S. Eiswirth, Jr.4,035,72640,9071,670,053
Garheng Kong, M.D., Ph.D.3,998,18978,4441,670,053





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Proposal 2:Approval of an amendment to the Company’s 2019 Omnibus Incentive Plan to increase the number of shares of common stock reserved for issuance thereunder by 1,000,000.


The Company’s stockholders approved the amendment to the 2019 Plan. The votes regarding this proposal were as follows:

Votes ForVotes AgainstAbstentionsBroker Non-Votes
4,012,72659,5054,4021,670,053


Proposal 3:Ratification of appointment of Grant Thornton LLP.


The Company’s stockholders ratified the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. The votes regarding this proposal were as follows:

Votes ForVotes AgainstAbstentionsBroker Non-Votes
5,722,45519,5654,6660


Proposal 4:Approval, on an advisory basis, of the compensation of our named executive officers.


The Company’s stockholders approved, on an advisory basis, the compensation paid to the Company’s named executive officers. The votes regarding this proposal were as follows:

Votes ForVotes AgainstAbstentionsBroker Non-Votes
4,034,32523,76618,5421,670,053