nuveen is one of the world's largest asset managers, serving institutions, financial intermediaries and individual investors in more than 30 countries, providing investment expertise across the capital structure. in partnership with advisors and consultants, we create outcome-focused solutions that help investors achieve a more secure financial future. recognized as a leader in income generation, alternative investments and responsible investing, nuveen has award-winning capabilities that span both public and private asset classes. our investment approach is fueled by diversity of thought and a network of specialized investment teams with independent processes and best-in-class expertise.as the investment manager of tiaa, we honor a 100-plus year legacy of service and innovation based on enduring principles established by john nuveen and andrew carnegie. inspired by their vision, backed by size and scale, and empowered by private ownership, we are uniquely positioned to contribute mea
Company profile
Ticker
JFR
Exchange
CEO
Cedric H. Antosiewicz
Employees
Incorporated
Location
SEC CIK
Corporate docs
JFR stock data
Latest filings (excl ownership)
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Apr 24
8-K
Regulation FD Disclosure
6 Mar 24
DEF 14A
Definitive proxy
27 Feb 24
8-K
Departure of Directors or Certain Officers
13 Oct 23
N-CEN
Annual report (registered investment company)
11 Oct 23
N-CSR
Certified annual shareholder report (management investment company)
6 Oct 23
POS EX
Additional exhibits for listing
5 Oct 23
N-PX
Annual report of proxy voting record
21 Aug 23
425
Business combination disclosure
8 Jun 23
425
Business combination disclosure
8 May 23
Latest ownership filings
NPORT-P
Nuveen Floating Rate Income Fund (Jan 2024 report)
22 Mar 24
4
MICHAEL A PERRY
11 Mar 24
3
Mary Beth Ramsay
11 Mar 24
3
James N Nelson III
8 Mar 24
SC 13G/A
LPL Financial LLC
9 Feb 24
3
Michael A Forrester
11 Jan 24
3
LOREN M STARR
10 Jan 24
3
THOMAS J KENNY
10 Jan 24
3
Joseph A Boateng
10 Jan 24
NPORT-P
Nuveen Floating Rate Income Fund (Oct 2023 report)
27 Dec 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Nuveen Floating Rate Income Fund | – | 2.16 | 2.46 | 0.81 | 2.09 bn | 476 | Jan 2024 |
Institutional ownership, Q3 2023
73.7% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 169 |
Opened positions | 81 |
Closed positions | 10 |
Increased positions | 69 |
Reduced positions | 7 |
13F shares | Current |
---|---|
Total value | 327.60 bn |
Total shares | 41.95 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
MS Morgan Stanley | 4.22 mm | $34.67 bn |
LPL Financial | 2.74 mm | $22.51 bn |
IVZ Invesco | 2.55 mm | $20.91 bn |
BAC Bank Of America | 2.24 mm | $18.35 bn |
Guggenheim Capital | 2.22 mm | $18.22 bn |
WFC Wells Fargo & Co. | 2.10 mm | $17.22 bn |
Penserra Capital Management | 1.37 mm | $11.23 bn |
First Trust Portfolios | 1.34 mm | $11.72 mm |
Oaktree Capital Management | 1.19 mm | $9.79 bn |
Advisors Asset Management | 1.14 mm | $9.39 bn |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
11 Mar 24 | Michael A Perry | Common Stock | Buy | Acquire P | Yes | No | 8.67 | 5,844 | 50.67 k | 5,844 |
11 Mar 24 | Michael A Perry | Common Stock | Buy | Acquire P | No | No | 8.6698 | 6,600 | 57.22 k | 6,600 |