Financial reports
10-Q
2023 Q3
Quarterly report
7 Nov 23
10-Q
2023 Q2
Quarterly report
2 Aug 23
ARS
2022 FY
Annual report to shareholders
4 May 23
10-Q
2023 Q1
Quarterly report
2 May 23
10-KT
Annual report (with FYE transition)
21 Feb 23
10-Q
2023 Q2
Quarterly report
3 Nov 22
10-Q
2023 Q1
Quarterly report
2 Aug 22
10-K
2022 FY
Annual report
19 May 22
10-Q
2022 Q3
Quarterly report
3 Feb 22
10-Q
2022 Q2
Quarterly report
4 Nov 21
Current reports
8-K
Results of Operations and Financial Condition
26 Feb 24
8-K
Entry into a Material Definitive Agreement
13 Dec 23
8-K
Announces Merger Agreements with Gross fundings excluding revolver fundings, totaled $16 million and net repayments including revolvers, totaled $43 million for the quarter
7 Nov 23
8-K
Entry into a Material Definitive Agreement
3 Nov 23
8-K
Results of Operations and Financial Condition
2 Aug 23
8-K
Submission of Matters to a Vote of Security Holders
14 Jul 23
8-K
Departure of Directors or Certain Officers
7 Jun 23
8-K
Results of Operations and Financial Condition
2 May 23
8-K
Regulation FD Disclosure
1 May 23
8-K
Departure of Directors or Certain Officers
28 Apr 23
Registration and prospectus
425
Business combination disclosure
18 Apr 24
425
Business combination disclosure
4 Apr 24
425
Business combination disclosure
4 Apr 24
424B3
Prospectus supplement
4 Apr 24
N-14 8C/A
Registration statement for closed-end investment company (amended)
1 Apr 24
N-14 8C/A
Registration statement for closed-end investment company (amended)
19 Mar 24
425
Business combination disclosure
4 Mar 24
425
Business combination disclosure
1 Mar 24
N-14 8C/A
Registration statement for closed-end investment company (amended)
16 Jan 24
8-A12B
Registration of securities on exchange
13 Dec 23
Proxies
DEFA14A
Additional proxy soliciting materials
1 May 23
DEF 14A
Definitive proxy
1 May 23
DEFA14A
Additional proxy soliciting materials
25 Jul 22
DEF 14A
Definitive proxy
23 Jun 22
DEF 14A
Definitive proxy
22 Jun 21
DEFA14A
Additional proxy soliciting materials
30 Jul 20
DEF 14A
Definitive proxy
16 Jun 20
DEFA14A
Additional proxy soliciting materials
30 Jul 19
DEFA14A
Additional proxy soliciting materials
23 Jul 19
DEF 14A
Definitive proxy
19 Jun 19
Other
EFFECT
Notice of effectiveness
4 Apr 24
CERT
Certification of approval for exchange listing
18 Dec 23
EFFECT
Notice of effectiveness
20 Jul 20
CORRESP
Correspondence with SEC
17 Jul 20
CORRESP
Correspondence with SEC
14 Jul 20
CORRESP
Correspondence with SEC
19 May 20
EFFECT
Notice of effectiveness
16 Oct 18
CORRESP
Correspondence with SEC
10 Oct 18
CORRESP
Correspondence with SEC
10 Oct 18
EFFECT
Notice of effectiveness
30 Dec 16
Ownership
4
JOHN J HANNAN
14 Jun 23
3
Ryan DelGiudice
23 Mar 23
4
Tanner Powell
14 Mar 23
4
Ted Aymond Jr. McNulty
14 Mar 23
3
Carmencita N.M. Whonder
10 Mar 23
3
EMANUEL R PEARLMAN
10 Mar 23
3
Ted Aymond Jr. McNulty
10 Aug 22
3
Kristin Hester
9 Aug 22
4
Howard Widra
3 Aug 22
SC 13G/A
THORNBURG INVESTMENT MANAGEMENT INC
7 Feb 22