Latest filings (excl ownership)
425
Business combination disclosure
8 May 24
425
Business combination disclosure
8 May 24
8-K
Results of Operations and Financial Condition
7 May 24
10-Q
2024 Q1
Quarterly report
7 May 24
425
Business combination disclosure
1 May 24
ARS
2023 FY
Annual report to shareholders
29 Apr 24
DEFA14A
Additional proxy soliciting materials
29 Apr 24
DEF 14A
Definitive proxy
29 Apr 24
425
Business combination disclosure
18 Apr 24
425
Business combination disclosure
4 Apr 24
425
Business combination disclosure
4 Apr 24
424B3
Prospectus supplement
4 Apr 24
EFFECT
Notice of effectiveness
4 Apr 24
N-14 8C/A
Registration statement for closed-end investment company (amended)
1 Apr 24
N-14 8C/A
Registration statement for closed-end investment company (amended)
19 Mar 24
425
Business combination disclosure
4 Mar 24
425
Business combination disclosure
1 Mar 24
8-K
Results of Operations and Financial Condition
26 Feb 24
N-14 8C/A
Registration statement for closed-end investment company (amended)
16 Jan 24
CERT
Certification of approval for exchange listing
18 Dec 23
8-A12B
Registration of securities on exchange
13 Dec 23
8-K
Entry into a Material Definitive Agreement
13 Dec 23
424B2
Prospectus for primary offering
8 Dec 23
FWP
Free writing prospectus
6 Dec 23
424B2
Prospectus for primary offering
6 Dec 23
N-14 8C
Registration statement for closed-end investment company
17 Nov 23
425
Business combination disclosure
8 Nov 23
425
Business combination disclosure
7 Nov 23
10-Q
2023 Q3
Quarterly report
7 Nov 23
425
Business combination disclosure
7 Nov 23
8-K
Announces Merger Agreements with Gross fundings excluding revolver fundings, totaled $16 million and net repayments including revolvers, totaled $43 million for the quarter
7 Nov 23
8-K
Entry into a Material Definitive Agreement
3 Nov 23
8-K
Results of Operations and Financial Condition
2 Aug 23
10-Q
2023 Q2
Quarterly report
2 Aug 23
8-K
Submission of Matters to a Vote of Security Holders
14 Jul 23
8-K
Departure of Directors or Certain Officers
7 Jun 23
ARS
2022 FY
Annual report to shareholders
4 May 23
8-K
Results of Operations and Financial Condition
2 May 23
10-Q
2023 Q1
Quarterly report
2 May 23
8-K
Regulation FD Disclosure
1 May 23
Latest ownership filings
4
JOHN J HANNAN
14 Jun 23
3
Ryan DelGiudice
23 Mar 23
4
Tanner Powell
14 Mar 23
4
Ted Aymond Jr. McNulty
14 Mar 23
3
Carmencita N.M. Whonder
10 Mar 23
3
EMANUEL R PEARLMAN
10 Mar 23
3
Ted Aymond Jr. McNulty
10 Aug 22
3
Kristin Hester
9 Aug 22
4
Howard Widra
3 Aug 22
SC 13G/A
THORNBURG INVESTMENT MANAGEMENT INC
7 Feb 22
SC 13G
THORNBURG INVESTMENT MANAGEMENT INC
9 Feb 21
4
Barbara Ruth Matas
15 Dec 20
4
Howard Widra
18 Nov 20
4
Barbara Ruth Matas
13 Nov 20
4/A
ELLIOT STEIN JR
4 Aug 20
4/A
ELLIOT STEIN JR
3 Aug 20
4
ELLIOT STEIN JR
13 Mar 20
4
Howard Widra
13 Mar 20
4
Tanner Powell
13 Feb 20
4
Howard Widra
13 Feb 20
SC 13G
Beneficial ownership report
11 Feb 20
4/A
ELLIOT STEIN JR
11 Dec 19
4/A
Howard Widra
11 Dec 19
4
ELLIOT STEIN JR
11 Dec 19
4
ELLIOT STEIN JR
12 Nov 19
4
Howard Widra
12 Nov 19
4
Tanner Powell
25 Sep 19
SC 13G/A
Apollo Investment Corp
12 Feb 19
4
Tanner Powell
11 Jan 19
3
Tanner Powell
24 May 18
4
Howard Widra
2 Mar 18
SC 13G/A
Apollo Investment Corp
1 Feb 18
4
Howard Widra
21 Nov 17
4
Barbara Ruth Matas
29 Jun 17
3
Amit Joshi
24 May 17
3
Barbara Ruth Matas
22 Mar 17
SC 13G/A
Apollo Investment Corp
14 Feb 17
SC 13G/A
Apollo Investment Corp
8 Feb 17
4
Hilary E. Ackermann
22 Aug 16
4
Howard Widra
17 Aug 16