Financial reports
N-CEN
Annual report (registered investment company)
11 Oct 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Apr 23
N-CEN
Annual report (registered investment company)
14 Oct 22
N-CSR
Certified annual shareholder report (management investment company)
7 Oct 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Apr 22
N-CEN
Annual report (registered investment company)
13 Oct 21
N-CSR
Certified annual shareholder report (management investment company)
6 Oct 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Apr 21
N-CEN
Annual report (registered investment company)
14 Oct 20
N-CSR
Certified annual shareholder report (management investment company)
7 Oct 20
Registration and prospectus
25-NSE
Exchange delisting
31 Jul 23
425
Business combination disclosure
8 Jun 23
425
Business combination disclosure
8 May 23
425
Business combination disclosure
14 Apr 23
425
Business combination disclosure
14 Apr 23
POS EX
Additional exhibits for listing
30 Nov 16
POS EX
Additional exhibits for listing
11 Mar 13
AW
Withdrawal of amendment
10 Dec 10
POS EX
Additional exhibits for listing
28 Sep 10
8-A12B
Registration of securities on exchange
21 Jun 04
Proxies
N-PX
Annual report of proxy voting record
21 Aug 23
DEF 14A
Definitive proxy
30 Mar 23
PRE 14A
Preliminary proxy
16 Mar 23
N-PX
Annual report of proxy voting record
22 Aug 22
DEF 14A
Definitive proxy
24 Feb 22
N-PX
Annual report of proxy voting record
16 Aug 21
DEF 14A
Definitive proxy
4 Mar 21
N-PX
Annual report of proxy voting record
24 Aug 20
DEFA14A
Additional proxy soliciting materials
2 Apr 20
DEF 14A
Definitive proxy
2 Mar 20
Other
CORRESP
Correspondence with SEC
30 Mar 23
CORRESP
Correspondence with SEC
9 Apr 21
CORRESP
Correspondence with SEC
5 Jul 18
CORRESP
Correspondence with SEC
15 Nov 16
EFFECT
Notice of effectiveness
14 Nov 16
CORRESP
Correspondence with SEC
10 Nov 16
CORRESP
Correspondence with SEC
10 Nov 16
CORRESP
Correspondence with SEC
10 Nov 16
CORRESP
Correspondence with SEC
2 Nov 16
CORRESP
Correspondence with SEC
21 Oct 16
Ownership
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Apr 2023 report)
28 Jun 23
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Jan 2023 report)
28 Mar 23
SC 13G/A
BANK OF AMERICA CORP /DE/
14 Feb 23
SC 13G/A
FIRST TRUST PORTFOLIOS LP
10 Feb 23
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Oct 2022 report)
27 Dec 22
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Jul 2022 report)
28 Sep 22
3
Trey Stenersen III
15 Aug 22
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Apr 2022 report)
28 Jun 22
3
Brett Black
7 Jun 22
4
Scott C. Caraher
13 May 22