Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
11 Oct 23
N-PX
Annual report of proxy voting record
21 Aug 23
25-NSE
Exchange delisting
31 Jul 23
425
Business combination disclosure
8 Jun 23
425
Business combination disclosure
8 May 23
425
Business combination disclosure
14 Apr 23
425
Business combination disclosure
14 Apr 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Apr 23
DEF 14A
Definitive proxy
30 Mar 23
CORRESP
Correspondence with SEC
30 Mar 23
PRE 14A
Preliminary proxy
16 Mar 23
N-CEN
Annual report (registered investment company)
14 Oct 22
N-CSR
Certified annual shareholder report (management investment company)
7 Oct 22
N-PX
Annual report of proxy voting record
22 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Apr 22
8-K
Certain Nuveen Closed-End Funds Announce Board’s Approval of Suspension of Previously Adopted Control Share By-Law
25 Feb 22
DEF 14A
Definitive proxy
24 Feb 22
N-CEN
Annual report (registered investment company)
13 Oct 21
N-CSR
Certified annual shareholder report (management investment company)
6 Oct 21
N-PX
Annual report of proxy voting record
16 Aug 21
CORRESP
Correspondence with SEC
9 Apr 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Apr 21
DEF 14A
Definitive proxy
4 Mar 21
8-K
Other Events
1 Dec 20
N-CEN
Annual report (registered investment company)
14 Oct 20
N-CSR
Certified annual shareholder report (management investment company)
7 Oct 20
8-K
Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds
6 Oct 20
N-PX
Annual report of proxy voting record
24 Aug 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Apr 20
DEFA14A
Additional proxy soliciting materials
2 Apr 20
DEF 14A
Definitive proxy
2 Mar 20
N-CEN
Annual report (registered investment company)
11 Oct 19
N-CSR
Certified annual shareholder report (management investment company)
7 Oct 19
N-PX
Annual report of proxy voting record
19 Aug 19
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Apr 19
DEF 14A
Definitive proxy
26 Feb 19
N-CEN
Annual report (registered investment company)
15 Oct 18
N-CSR
Certified annual shareholder report (management investment company)
5 Oct 18
N-PX
Annual report of proxy voting record
20 Aug 18
CORRESP
Correspondence with SEC
5 Jul 18
Latest ownership filings
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Apr 2023 report)
28 Jun 23
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Jan 2023 report)
28 Mar 23
SC 13G/A
BANK OF AMERICA CORP /DE/
14 Feb 23
SC 13G/A
FIRST TRUST PORTFOLIOS LP
10 Feb 23
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Oct 2022 report)
27 Dec 22
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Jul 2022 report)
28 Sep 22
3
Trey Stenersen III
15 Aug 22
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Apr 2022 report)
28 Jun 22
3
Brett Black
7 Jun 22
4
Scott C. Caraher
13 May 22
3
John M. McCann
21 Apr 22
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Jan 2022 report)
30 Mar 22
4
Scott C. Caraher
25 Feb 22
SC 13G
BANK OF AMERICA CORP /DE/
31 Jan 22
SC 13G
FIRST TRUST PORTFOLIOS LP
20 Jan 22
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Oct 2021 report)
28 Dec 21
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Jul 2021 report)
27 Sep 21
SC 13D/A
Saba Capital Management, L.P.
17 Sep 21
SC 13D/A
Saba Capital Management, L.P.
3 Sep 21
SC 13D/A
Saba Capital Management, L.P.
18 Aug 21
SC 13D/A
Saba Capital Management, L.P.
28 Jul 21
3
Joanne Medero
8 Jul 21
3
Amy B.R. Lancellotta
8 Jul 21
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Apr 2021 report)
28 Jun 21
SC 13D/A
Saba Capital Management, L.P.
25 May 21
4
Boaz Weinstein
13 May 21
4
Boaz Weinstein
10 May 21
4
Boaz Weinstein
3 May 21
4
Boaz Weinstein
29 Apr 21
4
Boaz Weinstein
27 Apr 21
4
Boaz Weinstein
23 Apr 21
4
Boaz Weinstein
21 Apr 21
4
Boaz Weinstein
16 Apr 21
4
Boaz Weinstein
14 Apr 21
4
Boaz Weinstein
12 Apr 21
4
Scott C. Caraher
8 Apr 21
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Jan 2021 report)
29 Mar 21
SC 13G/A
FIRST TRUST PORTFOLIOS LP
12 Feb 21
SC 13G
TORONTO DOMINION BANK
31 Dec 20
3
DOMINION BANK TORONTO
30 Dec 20