Boenning & Scattergood is an investment advisor in West Conshohocken with $1.16 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
231720062
SEC advisor number
801-68111
FINRA CRD number
100
AUM ?
$1.16 bn
(as of 5 Aug 22)
Accounts
1,321
(as of 5 Aug 22)
Employees
76
(33 investment advisory or research)
Address
Boenning & Scattergood
4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300
WEST CONSHOHOCKEN
PA 19428-2979
4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300
WEST CONSHOHOCKEN
PA 19428-2979
Office hours
Monday - Friday, 9AM TO 5PM
Phone
610-832-5214
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Weigand, Dale Robert | Director, Chief Financial Officer,finop | 06/2006 | < 5% |
Boenning & Scattergood Holdings | Holding Co of Boenning & Scattergood Inc | 01/2007 | > 75% |
Scattergood, Harold Francis JR | Chairman/ceo | 01/2007 | 50-75% |
Scattergood, Harold Francis JR | Director | 12/2007 | < 5% |
Mara, George Michael JR | President | 07/2018 | 5-10% |
Maddaloni, Andrew Michael | Director | 03/2020 | < 5% |
Stannard, Jeffrey Tappan | Director | 03/2020 | < 5% |
Comes, Stephen Thomas | Chief Compliance Officer | 07/2022 | < 5% |
Latest filings (excl ownership)
MA-W
Municipal Advisor notice of withdrawal
19 Jul 22
MA-I/A
Municipal Advisor registration (individual) (amended)
14 Jun 22
MA-I/A
Municipal Advisor registration (individual) (amended)
14 Jun 22
MA-I/A
Municipal Advisor registration (individual) (amended)
14 Jun 22
MA-I/A
Municipal Advisor registration (individual) (amended)
14 Jun 22
MA-A
Municipal Advisor registration (firm) (update)
19 Apr 22
MA-A
Municipal Advisor registration (firm) (update)
12 Apr 21
MA-A
Municipal Advisor registration (firm) (update)
15 Apr 20
MA-A
Municipal Advisor registration (firm) (update)
22 Oct 19
MA-I/A
Municipal Advisor registration (individual) (amended)
19 Oct 17
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
25 Jan 23
13F-HR
Quarterly holdings report by institutional manager
11 Oct 22
13F-HR
Quarterly holdings report by institutional manager
13 Jul 22
13F-HR
Quarterly holdings report by institutional manager
14 Apr 22
13F-HR
Quarterly holdings report by institutional manager
18 Jan 22
13F-HR
Quarterly holdings report by institutional manager
21 Oct 21
13F-HR
Quarterly holdings report by institutional manager
21 Jul 21
13F-HR
Quarterly holdings report by institutional manager
22 Apr 21
13F-HR
Quarterly holdings report by institutional manager
20 Jan 21
13F-HR
Quarterly holdings report by institutional manager
21 Oct 20