Employing a multi-sector approach, the fund seeks high current income consistent with the preservation of capital by investing in a diversified portfolio of floating and/or fixed-rate debt instruments.
Company profile
Ticker
PFN
Exchange
Website
Employees
Location
Fiscal year end
Former names
PIMCO Floating Rate Strategy Fund
SEC CIK
Corporate docs
IRS number
201619298
PFN stock data
Latest filings (excl ownership)
SC TO-I/A
Issuer tender offer statement (amended)
15 Apr 24
SC TO-I
Issuer tender offer statement
12 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Mar 24
424B3
Prospectus supplement
26 Sep 23
8-K
PIMCO Income Strategy Fund II
26 Sep 23
SC TO-I/A
Issuer tender offer statement (amended)
20 Sep 23
N-CEN
Annual report (registered investment company)
12 Sep 23
N-CSR
Certified annual shareholder report (management investment company)
31 Aug 23
N-PX
Annual report of proxy voting record
29 Aug 23
SC TO-C
Information about tender offer
14 Aug 23
Latest ownership filings
4
Change in insider ownership
18 Apr 24
SC 13G/A
UBS Group AG
17 Apr 24
NPORT-P
N/a (Dec 2023 report)
27 Feb 24
3
Jing Yang
5 Feb 24
3
Alejandro Eduardo Kersman
5 Feb 24
3
GREG ELLIOT SHARENOW
5 Feb 24
3
Quynh-Chi Hoang Vu
17 Jan 24
3
Jason Ross Stern
17 Jan 24
3
Paul Thomas Wildermuth
17 Jan 24
3
Laine Elizabeth Pacetti
17 Jan 24
Institutional ownership, Q3 2023
12.5% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 107 |
Opened positions | 15 |
Closed positions | 7 |
Increased positions | 28 |
Reduced positions | 31 |
13F shares | Current |
---|---|
Total value | 65.51 bn |
Total shares | 10.50 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Rivernorth Capital Management | 1.26 mm | $8.33 bn |
CNS Cohen & Steers | 696.23 k | $4.63 bn |
EverSource Wealth Advisors | 674.96 k | $4.45 bn |
Guggenheim Capital | 661.04 k | $4.36 bn |
LPL Financial | 624.06 k | $4.11 bn |
IVZ Invesco | 563.21 k | $3.71 bn |
Commonwealth Equity Services | 449.76 k | $2.96 mm |
Penserra Capital Management | 443.61 k | $2.95 bn |
Northwestern Mutual Wealth Management | 439.46 k | $2.90 bn |
AMP Ameriprise Financial | 426.69 k | $2.80 bn |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
17 Apr 24 | UBS Group AG - Registered Shares | Auction Preferred Stock | Other | Dispose J | Yes | No | 0 | 1,422 | 0.00 | 0 |
Press releases
PIMCO Corporate & Income Strategy Fund, PIMCO High Income Fund, PIMCO Income Strategy Fund, PIMCO Income Strategy Fund II and PIMCO Corporate & Income Opportunity Fund Announce Final Results of Tender Offers for Auction Rate Preferred Shares
15 Apr 24
PIMCO Closed-End Funds Declare Monthly Common Share Distributions
1 Apr 24
Certain PIMCO Closed-End Funds Announce Tender Offers for Auction Rate Preferred Shares
12 Mar 24
Pimco Closed-End Funds Declare Monthly Common Share Distributions
1 Mar 24
PIMCO Closed-End Funds Declare Monthly Common Share Distributions
1 Feb 24