Latest filings (excl ownership)
DFAN14A
Additional proxy materials by non-management
17 Mar 10
DFAN14A
Additional proxy materials by non-management
5 Mar 10
PREC14A
Preliminary proxy with contested solicitation
29 Sep 06
PREN14A
Preliminary proxy statement filed by non-management
21 Sep 06
DFAN14A
Additional proxy materials by non-management
19 Sep 06
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
15 May 24
13F-HR
Quarterly holdings report by institutional manager
14 Feb 24
SC 13D/A
Great Elm Capital Corp.
13 Feb 24
SC 13D/A
Great Elm Group, Inc.
5 Jan 24
4
Great Elm Group, Inc.
15 Nov 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
14 Aug 23
SC 13D/A
Great Elm Group, Inc.
9 Jun 23
4
Great Elm Group, Inc.
6 Jun 23
4
Great Elm Group, Inc.
31 May 23
4
Great Elm Group, Inc.
22 May 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
4
Great Elm Group, Inc.
20 Mar 23
4
Great Elm Group, Inc.
13 Mar 23
4
Great Elm Group, Inc.
27 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Feb 23
SC 13G/A
GCM Grosvenor Inc.
14 Feb 23
13F-HR
Quarterly holdings report by institutional manager
15 Nov 22
4
Great Elm Group, Inc.
8 Nov 22
4
Great Elm Group, Inc.
28 Oct 22
4
Great Elm Group, Inc.
25 Oct 22
4
Great Elm Group, Inc.
20 Oct 22
4
Great Elm Group, Inc.
14 Oct 22
4
Great Elm Group, Inc.
11 Oct 22
4
Great Elm Group, Inc.
28 Sep 22
4
Great Elm Group, Inc.
23 Sep 22
4
Great Elm Group, Inc.
12 Sep 22
4
Great Elm Group, Inc.
6 Sep 22
4
Great Elm Group, Inc.
17 Aug 22
13F-HR
Quarterly holdings report by institutional manager
15 Aug 22
4
Great Elm Group, Inc.
12 Aug 22
4
Great Elm Group, Inc.
10 Aug 22
4
Great Elm Group, Inc.
26 Jul 22
SC 13D/A
Great Elm Group, Inc.
22 Jul 22
4
Great Elm Group, Inc.
20 Jul 22
3
Great Elm Capital Corp.
27 Jun 22
SC 13D/A
Great Elm Capital Corp.
21 Jun 22
4
Great Elm Group, Inc.
16 Jun 22
4
Great Elm Group, Inc.
13 Jun 22
SC 13D/A
Great Elm Group, Inc.
13 Jun 22