Latest filings (excl ownership)
10-Q
2024 Q1
Quarterly report
10 May 24
8-K
Entry into a Material Definitive Agreement
23 Apr 24
ARS
2023 FY
Annual report to shareholders
22 Apr 24
DEF 14A
Definitive proxy
22 Apr 24
10-K
2023 FY
Annual report
13 Mar 24
10-Q
2023 Q3
Quarterly report
14 Nov 23
8-K
Departure of Directors or Certain Officers
7 Nov 23
8-K
Entry into a Material Definitive Agreement
1 Sep 23
10-Q
2023 Q2
Quarterly report
14 Aug 23
8-K
Entry into a Material Definitive Agreement
30 Jun 23
8-K
Entry into a Material Definitive Agreement
15 Jun 23
8-K
Entry into a Material Definitive Agreement
25 May 23
10-Q
2023 Q1
Quarterly report
12 May 23
ARS
2022 FY
Annual report to shareholders
26 Apr 23
DEF 14A
Definitive proxy
26 Apr 23
PRE 14A
Preliminary proxy
13 Apr 23
8-K
Entry into a Material Definitive Agreement
12 Apr 23
10-K
2022 FY
Annual report
31 Mar 23
8-K
Entry into a Material Definitive Agreement
10 Feb 23
S-8
Registration of securities for employees
6 Feb 23
8-K
Departure of Directors or Certain Officers
31 Jan 23
DEF 14A
Definitive proxy
20 Dec 22
8-K
Entry into a Material Definitive Agreement
12 Dec 22
PRE 14A
Preliminary proxy
9 Dec 22
10-Q
2022 Q3
Quarterly report
14 Nov 22
8-K
Entry into a Material Definitive Agreement
26 Oct 22
8-K
Entry into a Material Definitive Agreement
20 Sep 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 22
N-PX
Annual report of proxy voting record
18 Aug 22
8-K
Results of Operations and Financial Condition
10 Aug 22
8-K
Departure of Directors or Certain Officers
5 Aug 22
8-K
Entry into a Material Definitive Agreement
1 Jul 22
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
4 Apr 22
DEF 14A
Definitive proxy
28 Mar 22
N-CEN
Annual report (registered investment company)
16 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
11 Mar 22
RW
Registration withdrawal request
8 Feb 22
CORRESP
Correspondence with SEC
3 Nov 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Sep 21
N-PX
Annual report of proxy voting record
11 Aug 21
Latest ownership filings
4
JAMES D DONDERO
30 Apr 24
4
ARTHUR B LAFFER
10 Apr 24
4
Edward N. Constantino
8 Apr 24
4
SCOTT F KAVANAUGH
8 Apr 24
4
ARTHUR B LAFFER
8 Apr 24
4
Matt McGraner
8 Apr 24
4
Brian Mitts
8 Apr 24
4
DUSTIN DAVID NORRIS
8 Apr 24
4
Dennis Charles Sauter Jr
8 Apr 24
4
Carol Swain
8 Apr 24
4
Catherine D. Wood
8 Apr 24
4
JAMES D DONDERO
8 Apr 24
4
Edward N. Constantino
19 Mar 24
4
JAMES D DONDERO
19 Mar 24
4
SCOTT F KAVANAUGH
19 Mar 24
4
ARTHUR B LAFFER
19 Mar 24
4
Matt McGraner
19 Mar 24
4
Brian Mitts
19 Mar 24
4
DUSTIN DAVID NORRIS
19 Mar 24
4
Dennis Charles Sauter Jr
19 Mar 24
4
Carol Swain
19 Mar 24
4
Catherine D. Wood
19 Mar 24
SC 13G/A
VANGUARD GROUP INC
13 Feb 24
SC 13G/A
MORGAN STANLEY
9 Feb 24
SC 13G/A
ENVESTNET ASSET MANAGEMENT INC
1 Feb 24
SC 13G
BlackRock Inc.
29 Jan 24
SC 13D/A
DONDERO JAMES D
19 Jan 24
4
JAMES D DONDERO
17 Jan 24
4
JAMES D DONDERO
27 Oct 23
4
JAMES D DONDERO
10 Oct 23
4
SCOTT F KAVANAUGH
17 Aug 23
4
JAMES D DONDERO
3 Aug 23
4
Catherine D. Wood
9 Jun 23
4
JAMES D DONDERO
1 Jun 23
4
JAMES D DONDERO
30 May 23
4
JAMES D DONDERO
26 May 23
4
JAMES D DONDERO
24 May 23
4
JAMES D DONDERO
22 May 23
4
JAMES D DONDERO
6 Apr 23
4
Matt McGraner
6 Apr 23