Financial reports
NT 10-K
Notice of late annual filing
31 Mar 23
10-Q
2022 Q3
Quarterly report
14 Nov 22
10-Q
2022 Q2
Quarterly report
15 Aug 22
10-Q
2022 Q1
Quarterly report
13 May 22
10-K
2021 FY
Annual report
15 Mar 22
10-Q
2021 Q3
Quarterly report
12 Nov 21
10-Q
2021 Q2
Quarterly report
15 Oct 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
14 Aug 20
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
24 Mar 20
N-CEN
Annual report (registered investment company)
16 Mar 20
Current reports
8-K
Changes in Registrant's Certifying Accountant
11 Sep 23
8-K/A
Other Events
24 Apr 23
8-K
Other Events
31 Mar 23
8-K
Other Events
28 Feb 23
8-K
Submission of Matters to a Vote of Security Holders
15 Sep 22
8-K
Other Events
28 Jul 22
8-K
Other Events
18 Jul 22
8-K
Other Events
18 Jul 22
8-K
Financial Statements and Exhibits
5 Jul 22
8-K
Other Events
7 Apr 22
Registration and prospectus
15-12G
Securities registration termination
24 Jan 24
8-A12G
Registration of securities
27 Jul 22
25
Voluntary exchange delisting
4 Oct 12
25-NSE
Exchange delisting
4 Aug 10
25-NSE
Exchange delisting
15 Jul 10
POS EX
Additional exhibits for listing
27 Jan 09
8-A12B/A
Registration of securities on exchange (amended)
14 Apr 08
25
Voluntary exchange delisting
14 Apr 08
POS AM
Prospectus update (post-effective amendment)
28 Jan 08
424B4
Prospectus supplement with pricing info
21 Jul 06
Proxies
DEF 14A
Definitive proxy
8 Aug 22
PRE 14A
Preliminary proxy
28 Jul 22
DEF 14A
Definitive proxy
25 Oct 21
PRE 14A
Preliminary proxy
4 Oct 21
DEFR14A
Revised proxy
9 Oct 20
DEFR14A
Revised proxy
7 Oct 20
DEFA14A
Additional proxy soliciting materials
25 Sep 20
DEF 14A
Definitive proxy
27 Aug 20
PRE 14A
Preliminary proxy
14 Aug 20
DEF 14A
Definitive proxy
2 Aug 17
Other
CORRESP
Correspondence with SEC
15 Mar 18
EFFECT
Notice of effectiveness
24 Feb 15
EFFECT
Notice of effectiveness
26 Jan 09
UPLOAD
Letter from SEC
20 Dec 07
CORRESP
Correspondence with SEC
20 Dec 07
CORRESP
Correspondence with SEC
20 Dec 07
CORRESP
Correspondence with SEC
6 Dec 07
UPLOAD
Letter from SEC
30 Nov 07
CORRESP
Correspondence with SEC
15 Nov 07
CORRESP
Correspondence with SEC
31 Oct 07
Ownership
4
Change in insider ownership
25 Jan 23
SC 13G/A
Plahm Christopher M
4 Jan 23
4
Change in insider ownership
30 Nov 22
SC 13D/A
Sanlam Investment Management Holding (Pty) Ltd
30 Nov 22
4
ROGER S GREENE
29 Nov 22
4
ROGER S GREENE
22 Nov 22
4
Change in insider ownership
19 Sep 22
SC 13D/A
Sanlam Investment Management Holding (Pty) Ltd
19 Sep 22
4
Miriam Faith Rouziek
25 Jul 22
3
Miriam Faith Rouziek
25 Jul 22