TCPC BlackRock TCP Capital


Data from SEC filings
Employee count

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM

At 8:30 a.m. (Pacific Time) on May 26, 2021, BlackRock TCP Capital Corp. (“TCPC”) held its 2021 Annual Meeting of Stockholders via live Internet webcast (the “Meeting”). At the Meeting, TCPC’s common stockholders voted on two proposals, both of which were approved. The proposals are described in detail in TCPC’s definitive proxy statement for the Meeting as filed with the Securities and Exchange Commission (the “SEC”) on March 30, 2021. As of March 29, 2021, the record date, TCPC had 57,767,264 shares of common stock outstanding, which included 820,449 shares owned by affiliates. The final voting results from the Meeting were as follows:

Proposal 1. TCPC’s stockholders elected eight directors to the Board of Directors of TCPC. Each of Kathleen A. Corbet, Eric J. Draut, Andrea L. Petro, M. Freddie Reiss, Peter E. Schwab, Karyn L. Williams, Howard M. Levkowitz, and Rajneesh Vig will serve until the 2022 Annual Meeting and until his or her successor is duly elected and qualifies or until his or her earlier resignation, removal from office, death or incapacity. The eight directors were re-elected pursuant to the voting results set forth below:

NameForWithheldBroker Non-Votes
Kathleen A. Corbet28,043,9783,184,8760
Eric J. Draut27,987,8933,240,9610
Andrea L. Petro28,273,1092,955,7450
M. Freddie Reiss26,032,6745,196,1800
Peter E. Schwab28,069,6843,159,1700
Karyn L. Williams28,035,9533,192,9010
Howard M. Levkowitz27,935,4293,293,4250
Rajneesh Vig28,275,2842,953,5700

Proposal 2. TCPC’s stockholders approved a proposal to authorize TCPC, with the approval of its Board of Directors, to sell or otherwise issue shares of its common stock (during the next 12 months) at a price or prices below TCPC’s then current net asset value per share in one or more offerings subject to certain limitations described in detail in TCPC’s definitive proxy statement as filed with the SEC on March 30, 2021 (including, without limitation, that the number of shares sold on any given date does not exceed 25% of TCPC’s then outstanding common stock immediately prior to such sale), as set forth below:

ForAgainstAbstainedBroker Non-Votes

The vote on the above proposal, adjusted for 820,449 affiliated shares that voted on the proposal, was as follows:

ForAgainstAbstainedBroker Non-Votes