Latest filings (excl ownership)
10-Q
2024 Q1
Quarterly report
8 May 24
DEF 14A
Definitive proxy
29 Apr 24
8-K
Announces Fourth Quarter and Full Year 2023 Financial Results
14 Mar 24
10-K
2023 FY
Annual report
13 Mar 24
8-K
Announces Third Quarter 2023 Financial Results
14 Nov 23
10-Q
2023 Q3
Quarterly report
8 Nov 23
8-K
Portman Ridge Finance Corporation Announces Second Quarter 2023 Financial Results
11 Aug 23
10-Q
2023 Q2
Quarterly report
9 Aug 23
8-K
Departure of Directors or Certain Officers
28 Jul 23
8-K
Submission of Matters to a Vote of Security Holders
23 Jun 23
8-K
Announces First Quarter 2023 Financial Results
15 May 23
10-Q
2023 Q1
Quarterly report
10 May 23
DEF 14A
Definitive proxy
28 Apr 23
8-K
Announces Fourth Quarter and Full Year 2022 Financial Results
15 Mar 23
10-K
2022 FY
Annual report
9 Mar 23
8-K
Announces Third Quarter 2022 Financial Results
9 Nov 22
10-Q
2022 Q3
Quarterly report
8 Nov 22
8-K
Announces Second Quarter 2022 Financial Results
10 Aug 22
10-Q
2022 Q2
Quarterly report
9 Aug 22
8-K
Submission of Matters to a Vote of Security Holders
7 Jun 22
8-K
Portman Ridge Finance Corporation Announces First Quarter 2022 Financial Results
11 May 22
10-Q
2022 Q1
Quarterly report
10 May 22
8-K
Entry into a Material Definitive Agreement
5 May 22
DEF 14A
Definitive proxy
22 Apr 22
10-K
2021 FY
Annual report
10 Mar 22
EFFECT
Notice of effectiveness
9 Feb 22
424B3
Prospectus supplement
8 Feb 22
CORRESP
Correspondence with SEC
18 Jan 22
424B3
Prospectus supplement
3 Dec 21
424B3
Prospectus supplement
3 Dec 21
EFFECT
Notice of effectiveness
3 Dec 21
EFFECT
Notice of effectiveness
3 Dec 21
CORRESP
Correspondence with SEC
1 Dec 21
N-14 8C/A
Registration statement for closed-end investment company (amended)
23 Nov 21
CORRESP
Correspondence with SEC
22 Nov 21
CORRESP
Correspondence with SEC
22 Nov 21
D
$16.7M in investment fund / equity, sold $16.7M, 2 investors
4 Nov 21
10-Q
2021 Q3
Quarterly report
4 Nov 21
8-K
Unregistered Sales of Equity Securities
26 Oct 21
N-14 8C
Registration statement for closed-end investment company
5 Oct 21
Latest ownership filings
3
Brandon Satoren
1 Apr 24
SC 13G/A
Repertoire Partners LP
14 Feb 24
4
Change in insider ownership
17 Nov 23
4
Change in insider ownership
14 Nov 23
4
Change in insider ownership
11 Oct 23
4/A
Change in insider ownership (amended)
10 Oct 23
4/A
Change in insider ownership (amended)
10 Oct 23
SC 13G/A
Repertoire Partners LP
6 Oct 23
4
Change in insider ownership
5 Oct 23
3
Initial statement of insider ownership
5 Oct 23
3/A
Initial statement of insider ownership (amended)
5 Oct 23
4
Change in insider ownership
29 Sep 23
4
Change in insider ownership
2 May 23
4
Change in insider ownership
2 May 23
4
Change in insider ownership
2 May 23
4
Change in insider ownership
2 May 23
4
Change in insider ownership
2 May 23
4
Change in insider ownership
2 May 23
SC 13G/A
Repertoire Partners LP
14 Feb 23
3
Tricia Nicole Hazelwood
18 May 22
3
Jennifer Kwon Chou
16 May 22
SC 13G/A
Repertoire Partners LP
25 Apr 22
3
Initial statement of insider ownership
21 Apr 22
SC 13G
SILVER CREEK CAPITAL MANAGEMENT LLC
14 Feb 22
SC 13G/A
Sarpa Partners LP
14 Feb 22
4
Patrick Schafer
16 Nov 21
3
David Held
4 Aug 21
3
Jason T Roos
5 Mar 21
SC 13G
SILVER CREEK CAPITAL MANAGEMENT LLC
18 Feb 21
SC 13G
Sarpa Partners LP
17 Feb 21
SC 13G/A
CREDIT SUISSE AG/
12 Feb 21
SC 13G/A
Callodine Capital Management, LP
1 Feb 21
3
Joseph Morea
28 Oct 20
3
Matthew Joseph Westwood
28 Oct 20
4
Edward J. Goldthorpe
11 Sep 20
4
Robert Herman Warshauer
27 Aug 20
4
Alexander Duka
26 Aug 20
4
Patrick Schafer
13 Aug 20
4
Edward J. Goldthorpe
24 Mar 20
4
Edward J. Goldthorpe
17 Mar 20