Latest filings (excl ownership)
8-K
Saratoga Investment Corp. Announces Fiscal Year-End and Fourth
6 May 24
10-K
2024 FY
Annual report
6 May 24
8-K
Entry into a Material Definitive Agreement
28 Mar 24
8-K
Saratoga Investment Corp. Announces Fiscal Third
9 Jan 24
10-Q
2024 Q3
Quarterly report
9 Jan 24
10-Q
2024 Q2
Quarterly report
10 Oct 23
8-K
Saratoga Investment Corp. Announces Fiscal Second
10 Oct 23
8-K
Submission of Matters to a Vote of Security Holders
28 Sep 23
DEF 14A
Definitive proxy
4 Aug 23
8-K
Entry into a Material Definitive Agreement
19 Jul 23
424B3
Prospectus supplement
19 Jul 23
424B3
Prospectus supplement
10 Jul 23
8-K
Entry into a Material Definitive Agreement
10 Jul 23
10-Q
2024 Q1
Quarterly report
10 Jul 23
8-K
Saratoga Investment Corp. Announces Fiscal First
10 Jul 23
424B2
Prospectus for primary offering
7 Jun 23
8-K
Saratoga Investment Corp. Announces Fiscal Year-End and Fourth
2 May 23
10-K
2023 FY
Annual report
2 May 23
CERT
Certification of approval for exchange listing
19 Apr 23
8-A12B
Registration of securities on exchange
14 Apr 23
8-K
Entry into a Material Definitive Agreement
14 Apr 23
424B2
Prospectus for primary offering
12 Apr 23
FWP
Free writing prospectus
11 Apr 23
424B2
Prospectus for primary offering
11 Apr 23
EFFECT
Notice of effectiveness
14 Mar 23
CORRESP
Correspondence with SEC
21 Feb 23
8-K
Entry into a Material Definitive Agreement
2 Feb 23
10-Q
2023 Q3
Quarterly report
10 Jan 23
8-K
Saratoga Investment Corp. Announces Fiscal Third
10 Jan 23
CERT
Certification of approval for exchange listing
14 Dec 22
8-A12B
Registration of securities on exchange
13 Dec 22
8-K
Entry into a Material Definitive Agreement
13 Dec 22
8-K
Entry into a Material Definitive Agreement
6 Dec 22
424B2
Prospectus for primary offering
6 Dec 22
FWP
Free writing prospectus
5 Dec 22
424B2
Prospectus for primary offering
5 Dec 22
CERT
Certification of approval for exchange listing
1 Nov 22
8-A12B
Registration of securities on exchange
27 Oct 22
8-K
Entry into a Material Definitive Agreement
27 Oct 22
424B2
Prospectus for primary offering
20 Oct 22
Latest ownership filings
SC 13G/A
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.
14 Feb 24
4
Christian L Oberbeck
15 Dec 23
4
Christian L Oberbeck
18 Aug 23
4
Christian L Oberbeck
8 May 23
4
Christian L Oberbeck
22 Mar 23
SC 13G/A
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.
10 Feb 23
4
Christian L Oberbeck
8 Dec 22
4
Christian L Oberbeck
11 Oct 22
4
Christian L Oberbeck
28 Sep 22
4
Christian L Oberbeck
16 Aug 22
4
Henri J Steenkamp
16 Aug 22
4
Steven M Looney
2 Aug 22
SC 13G/A
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.
14 Feb 22
4
Christian L Oberbeck
13 Dec 21
4
Christian L Oberbeck
14 Oct 21
4
Christian L Oberbeck
25 Aug 21
4
Christian L Oberbeck
14 Jun 21
4
Henri J Steenkamp
14 Jun 21
4
Christian L Oberbeck
31 Mar 21
5
Christian L Oberbeck
12 Mar 21
SC 13G
TRUIST FINANCIAL CORP
17 Feb 21
SC 13G
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.
16 Feb 21
4
Christian L Oberbeck
8 Oct 20
4
Christian L Oberbeck
12 Aug 20
SC 13G
TRUIST FINANCIAL CORP
27 Jul 20
4
Christian L Oberbeck
24 Jul 20
4
Christian L Oberbeck
14 Jul 20
4
Henri J Steenkamp
6 Jul 20
4
Christian L Oberbeck
6 Jul 20
4
Christian L Oberbeck
22 May 20
4
Christian L Oberbeck
15 May 20
4
Henri J Steenkamp
14 May 20
4
Christian L Oberbeck
13 May 20
4
GEORGE CABELL WILLIAMS III
11 May 20
4
Christian L Oberbeck
11 May 20
5
Christian L Oberbeck
17 Mar 20
SC 13G/A
Saratoga Investment Corp.
14 Feb 20
SC 13D/A
Saratoga Investment Corp.
16 Jan 20
4
Henri J Steenkamp
12 Sep 19
4
Christian L Oberbeck
12 Sep 19