Financial reports
N-CEN
Annual report (registered investment company)
14 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 23
N-CEN
Annual report (registered investment company)
14 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 23
N-CSRS/A
Certified semi-annual shareholder report (management investment company) (amended)
12 Sep 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 22
N-CEN
Annual report (registered investment company)
15 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Sep 21
Registration and prospectus
POS EX
Additional exhibits for listing
24 Aug 22
D
$35M in equity, sold $35M, 24 investors
16 Jun 22
424B2
Prospectus for primary offering
20 May 21
25-NSE
Exchange delisting
29 May 18
8-A12B
Registration of securities on exchange
23 Mar 18
POS EX
Additional exhibits for listing
15 Feb 18
25-NSE
Exchange delisting
2 Jun 11
25-NSE
Exchange delisting
5 Apr 11
8-A12B
Registration of securities on exchange
23 Feb 11
8-A12B
Registration of securities on exchange
6 Feb 09
Proxies
DEFR14A
Revised proxy
3 Apr 24
DEFA14A
Additional proxy soliciting materials
21 Mar 24
DEF 14A
Definitive proxy
21 Mar 24
N-PX
Annual report of proxy voting record
25 Aug 23
DEFA14A
Additional proxy soliciting materials
5 Apr 23
DEF 14A
Definitive proxy
5 Apr 23
N-PX
Annual report of proxy voting record
30 Aug 22
DEFA14A
Additional proxy soliciting materials
24 Mar 22
DEF 14A
Definitive proxy
24 Mar 22
N-PX
Annual report of proxy voting record
25 Aug 21
Other
CORRESP
Correspondence with SEC
25 Aug 22
EFFECT
Notice of effectiveness
20 May 21
CORRESP
Correspondence with SEC
12 Feb 21
CERT
Certification of approval for exchange listing
23 Mar 18
CORRESP
Correspondence with SEC
15 Dec 17
EFFECT
Notice of effectiveness
15 Dec 17
CORRESP
Correspondence with SEC
15 Dec 17
CORRESP
Correspondence with SEC
21 Nov 17
CORRESP
Correspondence with SEC
8 Aug 17
CORRESP
Correspondence with SEC
16 Feb 17
Ownership
4
MARIO J GABELLI
28 Mar 24
SC 13D/A
GAMCO INVESTORS, INC. ET AL
14 Mar 24
NPORT-P
GDL Fund (Dec 2023 report)
29 Feb 24
4
John Chester Ball
23 Feb 24
SC 13G
Relative Value Partners Group, LLC
12 Feb 24
SC 13G/A
Joshua Alan Massey
5 Feb 24
SC 13G
ZAZOVE ASSOCIATES LLC
11 Jan 24
4
MARIO J GABELLI
13 Dec 23
NPORT-P
GDL Fund (Sep 2023 report)
29 Nov 23
NPORT-P
GDL Fund (Jun 2023 report)
29 Aug 23