HBK Sorce Advisory is an investment advisor in Erie with $4.99 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
341925728
SEC advisor number
801-60424
FINRA CRD number
112139
AUM ?
$4.99 bn
(as of 14 Nov 22)
Accounts
15,664
(as of 14 Nov 22)
Employees
95
(65 investment advisory or research)
Address
HBK Sorce Advisory
5121 ZUCK ROAD
ERIE
PA 16506
5121 ZUCK ROAD
ERIE
PA 16506
Office hours
Monday - Friday, 8:30A.M. - 5:00 P.M.
Phone
8148365776
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
HBK Sorce Financial LLC | Parent Company | 06/2000 | > 75% |
Wilson, Phillip, Lyle | Treasurer | 03/2001 | < 5% |
Allegretti, Christopher, Mark | Chairman | 03/2001 | < 5% |
Sorce, Christopher, Neal | Member | 03/2001 | < 5% |
Sorce, Gregory, Joseph | Member | 03/2001 | < 5% |
Piccirillo, Raymond, Dean | Member | 03/2001 | < 5% |
Hill, Barth, & King Financial Holdings LLC | Owner | 01/2009 | 50-75% |
Morrow, Richard, Charles | Member | 03/2006 | < 5% |
Schramm, Stephen, Carl | Member | 03/2006 | < 5% |
Cross, Scott, Allan | Member | 09/2009 | < 5% |
HBK Sorce Holdings LLC | Owner | 03/2001 | > 75% |
Wassmann, Michael, Gustave | Chief Compliance Officer | 08/2011 | < 5% |
Baer, Dan, E | Member | 09/2009 | < 5% |
Sommers, Brian, Scott | Chief Investment Officer, Member | 09/2017 | < 5% |
Hall, Gerald, William | Member | 04/2016 | < 5% |
Arcoraci, James, Anthony | Member | 04/2016 | < 5% |
Rinn, Steven, Michael | Member | 09/2016 | < 5% |
Darwish, David | Member | 09/2016 | < 5% |
Ambrosetti, Quinto, Fabio | Member | 09/2017 | < 5% |
Costigan, Matthew, James | Member | 09/2017 | < 5% |
Furtwangler, Ryan, Henry | Member | 09/2017 | < 5% |
Casey, William, Francis | Member | 09/2017 | < 5% |
Repetto, Augustine, Anton | Member | 09/2017 | < 5% |
Mallette, Brian, William | Member | 09/2018 | < 5% |
Taranto, Thomas, J | Member | 09/2018 | < 5% |
Taylor, Brittany, Lauren | Member | 09/2018 | < 5% |
Hines, Christopher, James | Member | 09/2020 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
25 Jan 24
13F-HR
Quarterly holdings report by institutional manager
6 Nov 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
15 Aug 23
13F-HR
Quarterly holdings report by institutional manager
4 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
9 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
15 Aug 22
13F-HR
Quarterly holdings report by institutional manager
13 May 22
13F-HR
Quarterly holdings report by institutional manager
15 Feb 22