Company profile
Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
11 Oct 23
N-CSR
Certified annual shareholder report (management investment company)
6 Oct 23
N-PX
Annual report of proxy voting record
10 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Apr 23
N-CEN
Annual report (registered investment company)
12 Oct 22
N-CSR
Certified annual shareholder report (management investment company)
11 Oct 22
N-PX
Annual report of proxy voting record
4 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Apr 22
N-CEN
Annual report (registered investment company)
12 Oct 21
N-CSR
Certified annual shareholder report (management investment company)
7 Oct 21
Latest ownership filings
SC 13G/A
FIRST TRUST PORTFOLIOS LP
24 Jan 24
SC 13G/A
FIRST TRUST PORTFOLIOS LP
24 Jan 24
SC 13G/A
J Arnold Wealth Management Co
23 Jan 24
SC 13G
J Arnold Wealth Management Co
22 Jan 24
NPORT-P
First Trust Large Cap Value AlphaDEX Fund (Oct 2023 report)
27 Dec 23
NPORT-P
First Trust Large Cap Core AlphaDEX Fund (Oct 2023 report)
27 Dec 23
NPORT-P
First Trust Mid Cap Value AlphaDEX Fund (Oct 2023 report)
27 Dec 23
NPORT-P
First Trust Large Cap Growth AlphaDEX Fund (Oct 2023 report)
27 Dec 23
NPORT-P
First Trust Mid Cap Core AlphaDEX Fund (Oct 2023 report)
27 Dec 23
NPORT-P
First Trust Mid Cap Growth AlphaDEX Fund (Oct 2023 report)
27 Dec 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
First Trust Consumer Discretionary AlphaDEX Fund | FXD | -5.28 | -6.02 | -6.17 | 1.21 bn | 124 | Oct 2023 |
First Trust Consumer Staples AlphaDEX Fund | FXG | -2.05 | -3.89 | -3.69 | 506.50 mm | 41 | Oct 2023 |
First Trust Energy AlphaDEX Fund | FXN | 1.62 | -0.23 | -0.57 | 679.01 mm | 43 | Oct 2023 |
First Trust Financials AlphaDEX Fund | FXO | -4.72 | -3.34 | -4.39 | 702.56 mm | 103 | Oct 2023 |
First Trust Health Care AlphaDEX Fund | FXH | -2.59 | -6.18 | -6.72 | 1.18 bn | 85 | Oct 2023 |
First Trust Industrials/Producer Durables AlphaDEX Fund | FXR | -2.09 | -4.94 | -5.74 | 1.49 bn | 134 | Oct 2023 |
First Trust Large Cap Core AlphaDEX Fund | FEX | -3.21 | -3.96 | -3.58 | 1.02 bn | 376 | Oct 2023 |
First Trust Large Cap Growth AlphaDEX Fund | FTC | -2.28 | -4.61 | -4.00 | 917.58 mm | 188 | Oct 2023 |
First Trust Large Cap Value AlphaDEX Fund | FTA | -4.09 | -3.38 | -3.21 | 1.06 bn | 188 | Oct 2023 |
First Trust Materials AlphaDEX Fund | FXZ | -2.49 | -4.62 | -5.12 | 458.11 mm | 40 | Oct 2023 |
First Trust Mid Cap Core AlphaDEX Fund | FNX | -3.59 | -5.25 | -6.03 | 942.83 mm | 453 | Oct 2023 |
First Trust Mid Cap Growth AlphaDEX Fund | FNY | -3.73 | -5.44 | -7.38 | 263.23 mm | 227 | Oct 2023 |
First Trust Mid Cap Value AlphaDEX Fund | FNK | -3.69 | -5.04 | -4.89 | 195.18 mm | 227 | Oct 2023 |
First Trust Multi Cap Growth AlphaDEX Fund | FAD | -3.33 | -5.25 | -5.65 | 151.93 mm | 679 | Oct 2023 |
First Trust Multi Cap Value AlphaDEX Fund | FAB | -3.59 | -4.09 | -4.08 | 150.96 mm | 677 | Oct 2023 |
First Trust Small Cap Core AlphaDEX Fund | FYX | -3.47 | -5.40 | -6.02 | 734.43 mm | 528 | Oct 2023 |
First Trust Small Cap Growth AlphaDEX Fund | FYC | -5.29 | -6.64 | -7.19 | 202.74 mm | 266 | Oct 2023 |
First Trust Small Cap Value AlphaDEX Fund | FYT | -2.26 | -4.41 | -5.00 | 152.53 mm | 264 | Oct 2023 |
First Trust Technology AlphaDEX Fund | FXL | -2.91 | -4.62 | -4.91 | 1.12 bn | 101 | Oct 2023 |
First Trust Utilities AlphaDEX Fund | FXU | -6.45 | -5.31 | 0.10 | 234.14 mm | 43 | Oct 2023 |
Institutional ownership, Q3 2023
13F holders | Current |
---|---|
Total holders | 435 |
Opened positions | 52 |
Closed positions | 34 |
Increased positions | 153 |
Reduced positions | 160 |
13F shares | Current |
---|---|
Total value | 2.55 tn |
Total shares | 66.15 mm |
Total puts | 52.00 k |
Total calls | 226.30 k |
Total put/call ratio | 0.2 |
Largest owners | Shares | Value |
---|---|---|
MS Morgan Stanley | 10.48 mm | $442.43 bn |
BAC Bank Of America | 7.09 mm | $318.90 bn |
LPL Financial | 5.03 mm | $148.46 bn |
UBS UBS Group AG - Registered Shares | 4.80 mm | $218.21 bn |
RY Royal Bank Of Canada | 2.92 mm | $104.02 bn |
C Citigroup | 2.73 mm | $124.18 bn |
Prudential | 2.56 mm | $116.31 bn |
Commonwealth Equity Services | 1.78 mm | $31.13 bn |
WFC Wells Fargo & Co. | 1.56 mm | $70.75 bn |
Advisor | 1.45 mm | $45.27 bn |