Dalton Investments is a fund manager in Santa Monica with $3.27 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Industry
SEC CIK
IRS number
954736598
SEC advisor number
801-56572
FINRA CRD number
109538
AUM ?
$3.27 bn
(as of 30 Apr 21)
Accounts
37
(as of 30 Apr 21)
Employees
38
(13 investment advisory or research)
Address
Dalton Investments
1601 CLOVERFIELD BLVD.
SUITE 5050 N
SANTA MONICA
CA 90404
1601 CLOVERFIELD BLVD.
SUITE 5050 N
SANTA MONICA
CA 90404
Office hours
Monday - Friday, 6AM - 5PM
Phone
(424) 231-9100
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Persky, Steven, David | Chief Operating Officer, Dalton Investments, LLC | 05/2017 | < 5% |
Rosenwald, James, Benno | Senior Portfolio Manager, Dalton Investments LLC | 02/1998 | < 5% |
Combs, Frank, Gifford | Executive Managing Director, Dalton Investments LLC | 10/1998 | < 5% |
Ong, Belita, Na | Chairman, Dalton Investments LLC | 06/2020 | < 5% |
Persky Financial Management, Inc. | Owner, Dalton Investments LLC | 02/1998 | 10-25% |
Gobe International, Inc. | Owner, Dalton Investments LLC | 02/1999 | 10-25% |
Walking Rock Corp. | Owner, Dalton Investments LLC | 10/2002 | 10-25% |
Auchincloss, James, Gordon | Owner | 02/1999 | 50-75% |
Ong, Belita, Na | Owner | 02/1999 | 50-75% |
Combs, Frank, Gifford | Owner | 10/2002 | > 75% |
Persky, Steven, David | Owner | 02/1998 | > 75% |
Kramer, Steven, Oliver | General Counsel, Dalton Investments LLC | 01/2017 | < 5% |
Hunpadongrat, Janet, Na | Chief Financial Officer, Dalton Investments LLC | 07/2019 | < 5% |
Rosenwald Capital Management, Inc. | Managing Member, Dalton Investments LLC | 06/2019 | 50-75% |
Rosenwald Family Trust | Owner | 12/1997 | > 75% |
Rosenwald, James, Benno | Trustee | 12/1997 | |
Rosenwald, Laura, Parker | Trustee | 12/1997 | |
Alfandari, Sarah, Barbara | Chief Executive Officer, Dalton Investments LLC | 06/2020 | < 5% |
Ha, Christopher, Alfred | Chief Compliance Officer, Dalton Investments LLC | 01/2021 | < 5% |
Douglas, Iain, Na | Chief Marketing Officer, Dalton Investments LLC | 03/2021 | < 5% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Dalton Investments LLC | $3.27 bn | |
1937 LP | $52.03 mm | Hedge Fund |
Dalton Asia (Master) Fund LP | $45.90 mm | Hedge Fund |
Dalton Asia (Us Feeder) Fund LP | ||
Dalton Asia (Offshore Feeder) Fund LTD | ||
Dalton Greater China (Master) Fund LP | $54.04 mm | Hedge Fund |
Dalton Greater China (Us Feeder) Fund LP | ||
Dalton Greater China (Offshore Feeder) Fund LTD | ||
Dalton India (Master) Fund LP | $25.22 mm | Hedge Fund |
Dalton India (Us Feeder) Fund LP | ||
Dalton India (Offshore Feeder) Fund LTD | ||
Dalton Investments Trust - Series B | $167.48 mm | Other Private Fund |
Dalton Kizuna (Master) Fund LP | $45.08 mm | Hedge Fund |
Dalton Kizuna (Us Feeder) Fund LP | ||
Dalton Kizuna (Offshore Feeder) Fund LTD. | ||
Pacific and General (Master) Fund, L.P. | $23.45 mm | Hedge Fund |
Pacific and General Investments Inc. | ||
Pacific and General Investments LP |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
14 Feb 24
13F-HR
Quarterly holdings report by institutional manager
13 Nov 23
13F-HR
Quarterly holdings report by institutional manager
10 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
14 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
5 Aug 22
13F-HR
Quarterly holdings report by institutional manager
16 May 22
13F-HR
Quarterly holdings report by institutional manager
14 Feb 22
13F-HR
Quarterly holdings report by institutional manager
15 Nov 21