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OCUL Ocular Therapeutix

Employees

Data from SEC filings
Employee count

ESG framework mentions

In last year of SEC filings
Sustainability Accounting Standards Board (SASB)
No mentions
Global Reporting Initiative (GRI)
No mentions
Task Force on Climate-related Financial Disclosures (TCFD)
No mentions
UN Sustainable Development Goals (SDGs)
No mentions

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM


The following is a summary of the matters voted on at the 2021 Annual Meeting.

(a)The Company’s stockholders elected Antony Mattessich and Charles Warden as Class I directors to serve until the 2024 Annual Meeting of Stockholders, each such director to hold office until his successor has been duly elected and qualified. The results of the stockholders’ vote with respect to the election of such Class I directors were as follows:


NameVotes ForVotes
Withheld
Broker
Non-Votes
Antony Mattessich36,950,3648,150,32216,013,467
Charles Warden31,587,61013,513,07616,013,467


(b)The Company’s stockholders approved a non-binding, advisory proposal regarding the compensation of the Company’s named executive officers. The results of the stockholders’ vote with respect to such proposal were as follows:




ForAgainstAbstainBroker Non-Votes
43,814,5291,198,58287,57516,013,467




(c)The Company’s stockholders approved the adoption of the Company’s 2021 Stock Incentive Plan. The results of the stockholders’ vote with respect to such proposal were as follows:


ForAgainstAbstainBroker Non-Votes
41,748,4893,274,84877,34916,013,467


(d)The Company’s stockholders approved the proposal to amend the Company’s Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 100,000,000 to 200,000,000. The results of the stockholders’ vote with respect to such proposal were as follows:


ForAgainstAbstainBroker Non-Votes
58,081,4642,853,811178,8780


(e)The Company’s stockholders ratified the selection of PricewaterhouseCoopers LLP as its independent registered public accounting firm for the fiscal year ending December 31, 2021. The results of the stockholders’ vote with respect to such ratification were as follows:


ForAgainstAbstainBroker Non-Votes
60,717,981245,000151,1720