Financial reports
ARS
2023 FY
Annual report to shareholders
28 Mar 24
10-K
2023 FY
Annual report
21 Feb 24
10-Q
2023 Q3
Quarterly report
31 Oct 23
10-Q
2023 Q2
Quarterly report
1 Aug 23
10-Q
2023 Q1
Quarterly report
2 May 23
ARS
2022 FY
Annual report to shareholders
30 Mar 23
10-K
2022 FY
Annual report
23 Feb 23
10-Q
2022 Q3
Quarterly report
1 Nov 22
10-Q
2022 Q2
Quarterly report
4 Aug 22
10-Q
2022 Q1
Quarterly report
3 May 22
Current reports
8-K
Departure of Directors or Certain Officers
29 Feb 24
8-K
Amendments to Articles of Incorporation or Bylaws
20 Feb 24
8-K
LPL Financial to Acquire Atria Wealth Solutions
13 Feb 24
8-K
Fourth Quarter 2023 Key Financial Results
1 Feb 24
8-K
Entry into a Material Definitive Agreement
17 Nov 23
8-K
Regulation FD Disclosure
9 Nov 23
8-K
Key Financial Results
26 Oct 23
8-K
Strategic Relationship Agreement to Expand Retail Wealth Management Capabilities and Drive Growth
24 Aug 23
8-K
Key Financial Results
27 Jul 23
8-K
Departure of Directors or Certain Officers
12 May 23
Registration and prospectus
424B5
Prospectus supplement for primary offering
13 Nov 23
FWP
Free writing prospectus
8 Nov 23
424B5
Prospectus supplement for primary offering
8 Nov 23
S-3/A
Shelf registration (amended)
27 Oct 23
S-3/A
Shelf registration (amended)
17 Oct 23
S-3
Shelf registration
22 Sep 23
S-8 POS
Registration of securities for employees (post-effective amendment)
7 May 21
S-8
Registration of securities for employees
5 May 21
S-3ASR
Automatic shelf registration
10 Feb 17
S-8
Registration of securities for employees
26 Feb 16
Proxies
DEFA14A
Additional proxy soliciting materials
28 Mar 24
DEF 14A
Definitive proxy
28 Mar 24
DEFA14A
Additional proxy soliciting materials
30 Mar 23
DEF 14A
Definitive proxy
30 Mar 23
DEFA14A
Additional proxy soliciting materials
8 Apr 22
DEF 14A
Definitive proxy
8 Apr 22
DEFA14A
Additional proxy soliciting materials
22 Mar 21
DEF 14A
Definitive proxy
22 Mar 21
DFAN14A
Additional proxy materials by non-management
3 Dec 20
DEFA14A
Additional proxy soliciting materials
15 Apr 20
Other
EFFECT
Notice of effectiveness
2 Nov 23
CORRESP
Correspondence with SEC
30 Oct 23
CORRESP
Correspondence with SEC
27 Oct 23
CORRESP
Correspondence with SEC
17 Oct 23
UPLOAD
Letter from SEC
6 Oct 23
CT ORDER
Confidential treatment order
20 Dec 19
CT ORDER
Confidential treatment order
15 Mar 19
CT ORDER
Confidential treatment order
17 Sep 14
UPLOAD
Letter from SEC
2 Apr 14
UPLOAD
Letter from SEC
31 Mar 14
Ownership